Search

Robert A. Wax

Supervisory Patent Examiner (ID: 16191, Phone: (571)272-0623 , Office: P/1615 )

Most Active Art Unit
1615
Art Unit(s)
1805, 1615, 1814, 1656, 1808, 1507, 1105, 1652, 1653, 1506, 1807
Total Applications
1631
Issued Applications
933
Pending Applications
421
Abandoned Applications
280

Applications

Application numberTitle of the applicationFiling DateStatus
Array ( [id] => 5620840 [patent_doc_number] => 20060190375 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-08-24 [patent_title] => 'Systemic investment data analysis' [patent_app_type] => utility [patent_app_number] => 11/351942 [patent_app_country] => US [patent_app_date] => 2006-02-10 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 10 [patent_figures_cnt] => 10 [patent_no_of_words] => 5934 [patent_no_of_claims] => 28 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0190/20060190375.pdf [firstpage_image] =>[orig_patent_app_number] => 11351942 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/351942
Systemic investment data analysis Feb 9, 2006 Abandoned
Array ( [id] => 5143254 [patent_doc_number] => 20070005470 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-01-04 [patent_title] => 'Rebalancing based on exposure' [patent_app_type] => utility [patent_app_number] => 11/344912 [patent_app_country] => US [patent_app_date] => 2006-01-31 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 18 [patent_figures_cnt] => 18 [patent_no_of_words] => 22147 [patent_no_of_claims] => 16 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0005/20070005470.pdf [firstpage_image] =>[orig_patent_app_number] => 11344912 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/344912
Rebalancing based on exposure Jan 30, 2006 Abandoned
Array ( [id] => 5143259 [patent_doc_number] => 20070005475 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-01-04 [patent_title] => 'Notional index' [patent_app_type] => utility [patent_app_number] => 11/345111 [patent_app_country] => US [patent_app_date] => 2006-01-31 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 18 [patent_figures_cnt] => 18 [patent_no_of_words] => 22164 [patent_no_of_claims] => 18 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0005/20070005475.pdf [firstpage_image] =>[orig_patent_app_number] => 11345111 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/345111
Notional index Jan 30, 2006 Abandoned
Array ( [id] => 268399 [patent_doc_number] => 07567928 [patent_country] => US [patent_kind] => B1 [patent_issue_date] => 2009-07-28 [patent_title] => 'Total fair value swap' [patent_app_type] => utility [patent_app_number] => 11/342559 [patent_app_country] => US [patent_app_date] => 2006-01-31 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 5 [patent_figures_cnt] => 5 [patent_no_of_words] => 4597 [patent_no_of_claims] => 8 [patent_no_of_ind_claims] => 1 [patent_words_short_claim] => 219 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => patent [pdf_file] => patents/07/567/07567928.pdf [firstpage_image] =>[orig_patent_app_number] => 11342559 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/342559
Total fair value swap Jan 30, 2006 Issued
Array ( [id] => 5877632 [patent_doc_number] => 20060167780 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-07-27 [patent_title] => 'College savings plan account registry and method' [patent_app_type] => utility [patent_app_number] => 11/340357 [patent_app_country] => US [patent_app_date] => 2006-01-26 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 5 [patent_figures_cnt] => 5 [patent_no_of_words] => 7592 [patent_no_of_claims] => 20 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0167/20060167780.pdf [firstpage_image] =>[orig_patent_app_number] => 11340357 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/340357
College savings plan account registry and method Jan 25, 2006 Abandoned
Array ( [id] => 5161030 [patent_doc_number] => 20070174074 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-07-26 [patent_title] => 'Method, system, and program product for detecting behavior change in transactional data' [patent_app_type] => utility [patent_app_number] => 11/338240 [patent_app_country] => US [patent_app_date] => 2006-01-24 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 6 [patent_figures_cnt] => 6 [patent_no_of_words] => 5467 [patent_no_of_claims] => 24 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0174/20070174074.pdf [firstpage_image] =>[orig_patent_app_number] => 11338240 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/338240
Method, system, and program product for detecting behavior change in transactional data Jan 23, 2006 Abandoned
Array ( [id] => 5161050 [patent_doc_number] => 20070174094 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-07-26 [patent_title] => 'Evaluating a subrogation potential of an insurance claim' [patent_app_type] => utility [patent_app_number] => 11/338414 [patent_app_country] => US [patent_app_date] => 2006-01-24 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 6 [patent_figures_cnt] => 6 [patent_no_of_words] => 7092 [patent_no_of_claims] => 20 [patent_no_of_ind_claims] => 4 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0174/20070174094.pdf [firstpage_image] =>[orig_patent_app_number] => 11338414 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/338414
Evaluating a subrogation potential of an insurance claim Jan 23, 2006 Abandoned
Array ( [id] => 5161129 [patent_doc_number] => 20070174173 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-07-26 [patent_title] => 'Method for displaying market data and entering trading orders' [patent_app_type] => utility [patent_app_number] => 11/336154 [patent_app_country] => US [patent_app_date] => 2006-01-21 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 6 [patent_figures_cnt] => 6 [patent_no_of_words] => 3059 [patent_no_of_claims] => 15 [patent_no_of_ind_claims] => 2 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0174/20070174173.pdf [firstpage_image] =>[orig_patent_app_number] => 11336154 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/336154
Method for displaying market data and entering trading orders Jan 20, 2006 Abandoned
Array ( [id] => 5102512 [patent_doc_number] => 20070185774 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-08-09 [patent_title] => 'Auctioning with bid terminals' [patent_app_type] => utility [patent_app_number] => 11/337141 [patent_app_country] => US [patent_app_date] => 2006-01-20 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 5 [patent_figures_cnt] => 5 [patent_no_of_words] => 5925 [patent_no_of_claims] => 23 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0185/20070185774.pdf [firstpage_image] =>[orig_patent_app_number] => 11337141 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/337141
Auctioning with bid terminals Jan 19, 2006 Abandoned
Array ( [id] => 5189960 [patent_doc_number] => 20070168269 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-07-19 [patent_title] => 'Method for analyzing financial stock market trend' [patent_app_type] => utility [patent_app_number] => 11/332356 [patent_app_country] => US [patent_app_date] => 2006-01-17 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 9 [patent_figures_cnt] => 9 [patent_no_of_words] => 2968 [patent_no_of_claims] => 20 [patent_no_of_ind_claims] => 1 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0168/20070168269.pdf [firstpage_image] =>[orig_patent_app_number] => 11332356 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/332356
Method for analyzing financial stock market trend Jan 16, 2006 Abandoned
Array ( [id] => 5695484 [patent_doc_number] => 20060155631 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-07-13 [patent_title] => 'Point-of-sale investment systems' [patent_app_type] => utility [patent_app_number] => 11/332044 [patent_app_country] => US [patent_app_date] => 2006-01-12 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 6 [patent_figures_cnt] => 6 [patent_no_of_words] => 8758 [patent_no_of_claims] => 23 [patent_no_of_ind_claims] => 2 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0155/20060155631.pdf [firstpage_image] =>[orig_patent_app_number] => 11332044 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/332044
Point-of-sale investment systems Jan 11, 2006 Abandoned
Array ( [id] => 8762917 [patent_doc_number] => 08423451 [patent_country] => US [patent_kind] => B1 [patent_issue_date] => 2013-04-16 [patent_title] => 'System and method for processing a loan' [patent_app_type] => utility [patent_app_number] => 11/322838 [patent_app_country] => US [patent_app_date] => 2005-12-30 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 57 [patent_figures_cnt] => 58 [patent_no_of_words] => 33053 [patent_no_of_claims] => 22 [patent_no_of_ind_claims] => 1 [patent_words_short_claim] => 398 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => patent [pdf_file] =>[firstpage_image] =>[orig_patent_app_number] => 11322838 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/322838
System and method for processing a loan Dec 29, 2005 Issued
Array ( [id] => 5638660 [patent_doc_number] => 20060069634 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-03-30 [patent_title] => 'Methods and systems for providing enhanced capital advantaged preferred securities' [patent_app_type] => utility [patent_app_number] => 11/295276 [patent_app_country] => US [patent_app_date] => 2005-12-05 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 4 [patent_figures_cnt] => 4 [patent_no_of_words] => 6009 [patent_no_of_claims] => 28 [patent_no_of_ind_claims] => 5 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0069/20060069634.pdf [firstpage_image] =>[orig_patent_app_number] => 11295276 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/295276
Methods and systems for providing enhanced capital advantaged preferred securities Dec 4, 2005 Abandoned
11/280543 Method and system for dynamic insurance quotes Nov 14, 2005 Abandoned
Array ( [id] => 5749071 [patent_doc_number] => 20060112005 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-05-25 [patent_title] => 'Method for balancing the risk/reward structure for tranches in collateralized debt obligations' [patent_app_type] => utility [patent_app_number] => 11/273734 [patent_app_country] => US [patent_app_date] => 2005-11-15 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 4 [patent_figures_cnt] => 4 [patent_no_of_words] => 3315 [patent_no_of_claims] => 6 [patent_no_of_ind_claims] => 1 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0112/20060112005.pdf [firstpage_image] =>[orig_patent_app_number] => 11273734 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/273734
Method for balancing the risk/reward structure for tranches in collateralized debt obligations Nov 14, 2005 Abandoned
Array ( [id] => 5866815 [patent_doc_number] => 20060100946 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-05-11 [patent_title] => 'Co-investment structure with multi-option hurdle rate alternatives for performance based asset allocation' [patent_app_type] => utility [patent_app_number] => 11/271314 [patent_app_country] => US [patent_app_date] => 2005-11-10 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 7 [patent_figures_cnt] => 7 [patent_no_of_words] => 3944 [patent_no_of_claims] => 20 [patent_no_of_ind_claims] => 5 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0100/20060100946.pdf [firstpage_image] =>[orig_patent_app_number] => 11271314 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/271314
Co-investment structure with multi-option hurdle rate alternatives for performance based asset allocation Nov 9, 2005 Abandoned
Array ( [id] => 7688105 [patent_doc_number] => 20070106593 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-05-10 [patent_title] => 'Adaptive stochastic transaction system' [patent_app_type] => utility [patent_app_number] => 11/268332 [patent_app_country] => US [patent_app_date] => 2005-11-07 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 12 [patent_figures_cnt] => 12 [patent_no_of_words] => 19776 [patent_no_of_claims] => 31 [patent_no_of_ind_claims] => 8 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0106/20070106593.pdf [firstpage_image] =>[orig_patent_app_number] => 11268332 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/268332
Adaptive stochastic transaction system Nov 6, 2005 Abandoned
Array ( [id] => 5778011 [patent_doc_number] => 20060106651 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-05-18 [patent_title] => 'Insurance claim monitoring' [patent_app_type] => utility [patent_app_number] => 11/261302 [patent_app_country] => US [patent_app_date] => 2005-10-29 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 7 [patent_figures_cnt] => 7 [patent_no_of_words] => 7278 [patent_no_of_claims] => 15 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0106/20060106651.pdf [firstpage_image] =>[orig_patent_app_number] => 11261302 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/261302
Insurance claim monitoring Oct 28, 2005 Abandoned
Array ( [id] => 7693175 [patent_doc_number] => 20070016511 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2007-01-18 [patent_title] => 'Method for facilitating the sale of a commodity' [patent_app_type] => utility [patent_app_number] => 11/258195 [patent_app_country] => US [patent_app_date] => 2005-10-26 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 3 [patent_figures_cnt] => 3 [patent_no_of_words] => 5067 [patent_no_of_claims] => 22 [patent_no_of_ind_claims] => 3 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0016/20070016511.pdf [firstpage_image] =>[orig_patent_app_number] => 11258195 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/258195
Method for facilitating the sale of a commodity Oct 25, 2005 Abandoned
Array ( [id] => 5809008 [patent_doc_number] => 20060095363 [patent_country] => US [patent_kind] => A1 [patent_issue_date] => 2006-05-04 [patent_title] => 'Systems and methods for performing two-way one-to-many and many-to-many auctions for financial instruments' [patent_app_type] => utility [patent_app_number] => 11/175585 [patent_app_country] => US [patent_app_date] => 2005-07-06 [patent_effective_date] => 0000-00-00 [patent_drawing_sheets_cnt] => 31 [patent_figures_cnt] => 31 [patent_no_of_words] => 32332 [patent_no_of_claims] => 11 [patent_no_of_ind_claims] => 2 [patent_words_short_claim] => 0 [patent_maintenance] => 1 [patent_no_of_assignments] => 0 [patent_current_assignee] =>[type] => publication [pdf_file] => publications/A1/0095/20060095363.pdf [firstpage_image] =>[orig_patent_app_number] => 11175585 [rel_patent_id] =>[rel_patent_doc_number] =>)
11/175585
Systems and methods for performing two-way one-to-many and many-to-many auctions for financial instruments Jul 5, 2005 Abandoned
Menu