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Case number 2:22-cv-04670

BAUSCH HEALTH IRELAND LIMITED et al v. TARO PHARMACEUTICALS INC. et al > Documents

Date Field Doc. No.Description (Pages)
Apr 8, 2024 79 TEXT ORDER: The 4/16/24 conference is canceled.. So Ordered by Magistrate Judge Cathy L. Waldor on 4/8/24. (tjg, ) (Entered: 04/08/2024) (0)
Apr 5, 2024 78 CONSENT JUDGMENT ***CIVIL CASE TERMINATED. Signed by Judge Stanley R. Chesler on 4/5/2024. (qa, ) (Entered: 04/05/2024) (4)
Apr 4, 2024 77 Letter from William P. Deni, Jr. to the Honorable Stanley R. Chesler, U.S.D.J. re: proposed Consent Judgment. (Attachments: # 1 Proposed Consent Judgment)(DENI, WILLIAM) (Entered: 04/04/2024) (0)
Feb 6, 2024 76 LETTER ORDER granting the parties' 74 Letter request for a 60-day extension of all deadlines pursuant to 68 STIPULATION AND ORDER for the purpose of pursuing settlement discussions. Signed by Magistrate Judge Cathy L. Waldor on 2/6/2024. (mxw, ) (Entered: 02/06/2024) (1)
Feb 6, 2024 75 TEXT ORDER: The Court will reschedule the 2/13/24 conference to 4/16/24 at 11:30am. So Ordered by Magistrate Judge Cathy L. Waldor on 2/6/24. (tjg, ) (Entered: 02/06/2024) (0)
Feb 5, 2024 74 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint extension and adjournment request. (DENI, WILLIAM) (Entered: 02/05/2024) (1)
Dec 5, 2023 73 LETTER ORDER granting the parties' 72 Letter request for a 60-day extension of all current deadlines to aloow the parties to pursue settlement negotiations. Signed by Magistrate Judge Cathy L. Waldor on 12/5/2023. (mxw, ) (Entered: 12/05/2023) (1)
Dec 4, 2023 72 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint extension request. (DENI, WILLIAM) (Entered: 12/04/2023) (1)
Nov 28, 2023 71 TEXT ORDER: Teh Court will grant counsels request to adjourn the 11/29/23 conference to 2/13/24 at 11am. So Ordered by Magistrate Judge Cathy L. Waldor on 11/28/23. (tjg, ) (Entered: 11/28/2023) (0)
Nov 27, 2023 70 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint request for adjournment of November 29, 2023 conference re 64 Order. (DENI, WILLIAM) (Entered: 11/27/2023) (1)
Oct 13, 2023 69 ANSWER to Counterclaim (ECF No. 13 in Civil Action No. 23-2684) by BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC. (Attachments: # 1 Certificate of Service)(DENI, WILLIAM) (Entered: 10/13/2023) (0)
Sep 15, 2023 68 STIPULATION AND ORDER ON CONSOLIDATION, PRETRIAL SCHEDULE, AND PRODUCTION OF SAMPLES. Signed by Magistrate Judge Cathy L. Waldor on 9/15/2023. (mxw) (Entered: 09/15/2023) (6)
Sep 14, 2023 67 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: proposed Stipulation and Order. (Attachments: # 1 Proposed Stipulation and Order)(DENI, WILLIAM) (Entered: 09/14/2023) (0)
Sep 1, 2023 66 LETTER ORDER granting Plaintiffs' 65 Letter request for approval of the withdrawal of NITYA ANAND as pro hac vice counsel for Plaintiffs.. Signed by Magistrate Judge Cathy L. Waldor on 9/1/2023. (mxw) (Entered: 09/01/2023) (1)
Aug 31, 2023 65 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: withdrawal of pro hac vice counsel. (DENI, WILLIAM) (Entered: 08/31/2023) (1)
Jul 20, 2023 64 TEXT ORDER: The Court will hold a telephone conference, on 11/29/23 at 11:30am. Parties are to use the Courts teleconference dial-in: 888-808-6929 and Access Code is 9464201.. So Ordered by Magistrate Judge Cathy L. Waldor on 7/20/23. (tjg, ) (Entered: 07/20/2023) (0)
Jul 12, 2023 63 TEXT ORDER: The Court will reschedule the 7/20/23 conference to 1pm.. So Ordered by Magistrate Judge Cathy L. Waldor on 7/12/23. (tjg, ) (Entered: 07/12/2023) (0)
Apr 19, 2023 62 TEXT ORDER: The Court will reschedule the 4/20/23 conference to 7/20/23 at 12:30pm. So Ordered by Magistrate Judge Cathy L. Waldor on 4/19/23. (tjg, ) (Entered: 04/19/2023) (0)
Apr 18, 2023 61 STIPULATION AND ORDER ON CLAIM CONSTRUCTION. Signed by Judge Stanley R. Chesler on 4/18/2023. (mxw) (Entered: 04/18/2023) (4)
Apr 18, 2023 60 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint adjournment request re 54 Scheduling Order, 59 Letter. (DENI, WILLIAM) (Entered: 04/18/2023) (1)
Apr 17, 2023 59 Letter from William P. Deni, Jr. to the Honorable Stanley R. Chesler, U.S.D.J. re: proposed Stipulation and Order on Claim Construction. (Attachments: # 1 Proposed Stipulation and Order on Claim Construction)(DENI, WILLIAM) (Entered: 04/17/2023) (0)
Apr 10, 2023 58 LETTER ORDER granting the parties' 57 Letter request for a one-week extension of the deadline to exchange preliminary claim construction and extrinsic evidence to 4/17/2023. Signed by Magistrate Judge Cathy L. Waldor on 4/10/2023. (mxw) (Entered: 04/10/2023) (2)
Apr 7, 2023 57 Letter from Taro to the Hon. Cathy L. Waldor, U.S.M.J. re 54 Scheduling Order. (MILLER, GREGORY) (Entered: 04/07/2023) (2)
Apr 4, 2023 56 ORDER granting 55 Application admitting pro hac vice counsel STEPHANIE T. COELHO. Signed by Magistrate Judge Cathy L. Waldor on 4/4/2023. (jd, ) (Entered: 04/04/2023) (3)
Apr 3, 2023 55 APPLICATION/PETITION for the Pro Hac Vice Admission of Stephanie T. Coelho for by TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC.. (Attachments: # 1 Declaration of Gregory D. Miller, # 2 Declaration of Stephanie T. Coelho, # 3 Text of Proposed Order, # 4 Certificate of Service)(MILLER, GREGORY) (Entered: 04/03/2023) (0)
Mar 15, 2023 54 AMENDED PRETRIAL SCHEDULING ORDER. Signed by Magistrate Judge Cathy L. Waldor on 3/15/2023. (mxw) (Entered: 03/15/2023) (6)
Mar 14, 2023 53 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: proposed Amended Pretrial Scheduling Order. (Attachments: # 1 Proposed Amended Pretrial Scheduling Order)(DENI, WILLIAM) (Entered: 03/14/2023) (0)
Mar 6, 2023 52 LETTER ORDER granting the parties' 51 Letter request for proposed extensions of case deadlines. Signed by Magistrate Judge Cathy L. Waldor on 3/6/2023. (mxw) (Entered: 03/06/2023) (1)
Mar 3, 2023 51 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint extension request. (DENI, WILLIAM) (Entered: 03/03/2023) (1)
Mar 1, 2023 50 Notice of Request by Pro Hac Vice Jake B. Vallen to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-14125894.) (DENI, WILLIAM) (Entered: 03/01/2023) (1)
Feb 28, 2023 49 ORDER granting 47 Application for Jake B. Vallen to appear pro hac vice. Signed by Magistrate Judge Cathy L. Waldor on 2/28/2023. (mxw) (Entered: 02/28/2023) (2)
Feb 27, 2023 48 LETTER ORDER granting the parties' 46 Letter request for extension of upcoming case deadlines. Signed by Magistrate Judge Cathy L. Waldor on 2/27/2023. (mxw) (Entered: 02/27/2023) (1)
Feb 27, 2023 47 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: application for pro hac vice admission of Jake B. Vallen. (Attachments: # 1 Certification of Jake B. Vallen, # 2 Certification of William P. Deni, Jr., # 3 Text of Proposed Order)(DENI, WILLIAM) (Entered: 02/27/2023) (0)
Feb 23, 2023 46 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: extension request. (DENI, WILLIAM) (Entered: 02/23/2023) (1)
Feb 22, 2023 45 Notice of Request by Pro Hac Vice Lillian J. Spetrino to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-14077142.) (DENI, WILLIAM) (Entered: 02/22/2023) (1)
Feb 21, 2023 44 LETTER ORDER granting the parties' 43 Letter request for an extension to 3/7/2023 of the parties' deadline to submit a Proposed Amended Pretrial Scheduling Order. Signed by Magistrate Judge Cathy L. Waldor on 2/21/2023. (mxw) (Entered: 02/21/2023) (1)
Feb 17, 2023 43 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: extension request. (DENI, WILLIAM) (Entered: 02/17/2023) (1)
Feb 16, 2023 42 ORDER granting 41 Application for Lillian J. Spetrino to appear pro hac vice. Signed by Magistrate Judge Cathy L. Waldor on 2/16/2023. (mxw) (Entered: 02/17/2023) (2)
Feb 15, 2023 41 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: application for pro hac vice admission of Lillian J. Spetrino. (Attachments: # 1 Certification of Lillian J. Spetrino, # 2 Certification of William P. Deni, Jr., # 3 Text of Proposed Order)(DENI, WILLIAM) (Entered: 02/15/2023) (0)
Jan 30, 2023 40 TEXT ORDER: The Court will grant counsels request to adjourn the 1/30/23 conference to 4/20/23 at 12:30pm. So Ordered by Magistrate Judge Cathy L. Waldor on 1/30/23. (tjg, ) (Entered: 01/30/2023) (0)
Jan 26, 2023 38 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint request for adjournment of status conference. (DENI, WILLIAM) (Entered: 01/26/2023) (1)
Jan 24, 2023 39 LETTER ORDER granting the parties' 37 Letter request for an extension of upcoming case deadlines. Signed by Magistrate Judge Cathy L. Waldor on 1/24/2023. (mxw) (Entered: 01/26/2023) (1)
Jan 23, 2023 37 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: joint extension request. (DENI, WILLIAM) (Entered: 01/23/2023) (1)
Dec 21, 2022 36 STIPULATED DISCOVERY CONFIDENTIALITY ORDER. Signed by Magistrate Judge Cathy L. Waldor on 12/21/2022. (mxw) (Entered: 12/21/2022) (19)
Dec 20, 2022 35 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: proposed Stipulated Discovery Confidentiality Order. (Attachments: # 1 Proposed Stipulated Discovery Confidentiality Order)(DENI, WILLIAM) (Entered: 12/20/2022) (0)
Dec 16, 2022 34 LETTER ORDER granting the parties' request for an extension of the deadline to submit a discovery confidentiality order until 12/21/2022. Signed by Magistrate Judge Cathy L. Waldor on 12/15/2022. (sm) (Entered: 12/16/2022) (2)
Dec 14, 2022 33 Letter from Taro to the Hon. Cathy L. Waldor, U.S.M.J. re Extension of deadline to submit Discovery Confidentiality Order re 32 Order. (MILLER, GREGORY) (Entered: 12/14/2022) (2)
Dec 7, 2022 32 LETTER ORDER granting Plaintiff's 31 Letter request for an extension to 12/14/2022 of the deadline for the parties to submit a proposed Discovery Confidentiality Order. Signed by Magistrate Judge Cathy L. Waldor on 12/7/2022. (mxw) (Entered: 12/07/2022) (1)
Dec 6, 2022 31 Letter from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: extension request. (DENI, WILLIAM) (Entered: 12/06/2022) (1)
Nov 23, 2022 30 LETTER ORDER adopting the proposed deadlines requested by Taro Defendants. Signed by Magistrate Judge Cathy L. Waldor on 11/23/2022. (wh) (Entered: 11/23/2022) (2)
Nov 23, 2022 29 LETTER ORDER granting extension of time through 12/7/2022 to submit discovery confidentiality proposed order. Signed by Magistrate Judge Cathy L. Waldor on 11/23/2022. (lag, ) (Entered: 11/23/2022) (2)
Nov 23, 2022 28 Letter from Taro to the Hon. Cathy L. Waldor, U.S.M.J. re 22 Scheduling Order. (MILLER, GREGORY) (Entered: 11/23/2022) (2)
Nov 22, 2022 27 Letter from Taro to Hon. Cathy L. Waldor, U.S.M.J. re Extension of deadline to submit Discovery Confidentiality Order re 24 Order. (MILLER, GREGORY) (Entered: 11/22/2022) (2)
Nov 4, 2022 26 ORDER granting 25 Application/Petition for pro hac vice admission as to Charles B. Klein and Jovial Wong. Signed by Magistrate Judge Cathy L. Waldor on 11/4/2022. (mxw) (Entered: 11/04/2022) (3)
Nov 3, 2022 25 APPLICATION/PETITION for the Pro Hac Vice Admission of Charles B. Klein and Jovial Wong for by TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC.. (Attachments: # 1 Declaration of Gregory D. Miller, # 2 Declaration of Charles B. Klein, # 3 Declaration of Jovial Wong, # 4 Text of Proposed Order, # 5 Certificate of Service)(MILLER, GREGORY) (Entered: 11/03/2022) (0)
Nov 3, 2022 24 LETTER ORDER granting Defendants' 23 Letter request for an extension until 11/23/2022 of the deadline to submit a Discovery Confidentiality Order. Signed by Magistrate Judge Cathy L. Waldor on 11/3/2022. (mxw) (Entered: 11/03/2022) (2)
Nov 2, 2022 23 Letter from Taro to Hon. Cathy L. Waldor, U.S.M.J. re Extension of deadline to submit Discovery Confidentiality Order. (MILLER, GREGORY) (Entered: 11/02/2022) (2)
Oct 26, 2022 22 PRETRIAL SCHEDULING ORDER. Signed by Magistrate Judge Cathy L. Waldor on 10/26/2022. (mxw) (Entered: 10/26/2022) (5)
Oct 25, 2022 21 ANSWER to Counterclaim by BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC. (Attachments: # 1 Certificate of Service)(DENI, WILLIAM) (Entered: 10/25/2022) (0)
Oct 4, 2022 20 TEXT ORDER: The Court will hold an initial conference (rule 16) before U.S.M.J. C. Waldor by telephone on 10/26/22 at 10am. Parties are to use the Courts teleconference dial-in: 888-808-6929 and Access Code is 9464201. Local counsel for any/all parties must participate. Parties are to submit a completed Pretrial Scheduling Order (for Judge Salas cases, please use her dedicated PTSO found in the same location) found in the Notice of Judicial Preferences link to chambers via email at CLW_Orders@njd.uscourts.gov no later than 3 days before the scheduled conference.. Please contact chambers with any questions or concerns at (973) 776 7862. So Ordered by Magistrate Judge Cathy L. Waldor on 10/4/22. (tjg, ) (Entered: 10/04/2022) (0)
Sep 28, 2022 19 Application and Proposed Order for Clerk's Order to extend time to answer as to Defendants' Counterclaims (ECF No. 17).. (DENI, WILLIAM) (Entered: 09/28/2022) (2)
Sep 20, 2022 18 Corporate Disclosure Statement by TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC. identifying SUN PHARMACEUTICAL INDUSTRIES, LTD. as Corporate Parent.. (MILLER, GREGORY) (Entered: 09/20/2022) (3)
Sep 20, 2022 17 ANSWER to Complaint , COUNTERCLAIM against BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC by TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC..(MILLER, GREGORY) (Entered: 09/20/2022) (30)
Aug 25, 2022 16 Notice of Request by Pro Hac Vice Joshua Revilla to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651607.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 25, 2022 15 Notice of Request by Pro Hac Vice Timothy M. Dunker to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651601.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 25, 2022 14 Notice of Request by Pro Hac Vice Nitya Anand to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651596.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 25, 2022 13 Notice of Request by Pro Hac Vice Christopher M. Bruno to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651592.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 25, 2022 12 Notice of Request by Pro Hac Vice April E. Weisbruch to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651589.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 25, 2022 11 Notice of Request by Pro Hac Vice Thomas P. Steindler to receive Notices of Electronic Filings. ( Pro Hac Vice fee $ 150 receipt number ANJDC-13651585.) (DENI, WILLIAM) (Entered: 08/25/2022) (1)
Aug 22, 2022 10 ORDER GRANTING PRO HAC VICE ADMISSIONS as to Thomas P. Steindler, April E. Weisbruch, Christopher M. Bruno, Nitya Anand, Timothy M. Dunker, and Joshua Revilla. Signed by Magistrate Judge Cathy L. Waldor on 8/22/2022. (mxw) (Entered: 08/22/2022) (2)
Aug 19, 2022 9 Letter from from William P. Deni, Jr. to the Honorable Cathy L. Waldor, U.S.M.J. re: application for pro hac vice admissions of Thomas P. Steindler, April E. Weisbruch, Christopher M. Bruno, Nitya Anand, Timothy M. Dunker, and Joshua Revilla. (Attachments: # 1 Certification of Thomas P. Steindler, # 2 Certification of April E. Weisbruch, # 3 Certification of Christopher M. Bruno, # 4 Certification of Nitya Anand, # 5 Certification of Timothy M. Dunker, # 6 Certification of Joshua Revilla, # 7 Certification of William P. Deni, Jr., # 8 Text of Proposed Order)(DENI, WILLIAM) (Entered: 08/19/2022) (0)
Aug 4, 2022 8 Complaint and Exhibits (67)
Aug 4, 2022 8 Main Document (1)
Docket Text: AO120 Patent/Trademark Form filed. (Attachments: # (1) Complaint and Exhibits) (mxw)
Aug 2, 2022 7 Waiver of Service Executed (1)
Docket Text: WAIVER OF SERVICE Returned Executed by BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH US, LLC. TARO PHARMACEUTICAL INDUSTRIES LTD. waiver sent on 7/22/2022, answer due 9/20/2022; TARO PHARMACEUTICALS INC. waiver sent on 7/22/2022, answer due 9/20/2022; TARO PHARMACEUTICALS U.S.A., INC. waiver sent on 7/22/2022, answer due 9/20/2022. (DENI, WILLIAM)
Aug 2, 2022 6 Stipulation and Order (3)
Docket Text: STIPULATION AND ORDER that Defendants hereby do not contest personal jurisdiction or venue for purposes of the New Jersey Action; Plaintiffs hereby agree to file a notice of voluntary dismissal in the New York Action within 3 business days. Signed by Judge Stanley R. Chesler on 8/2/2022. (mxw)
Aug 1, 2022 5 Stipulation (3)
Docket Text: STIPULATION by BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC. (DENI, WILLIAM)
Jul 25, 2022 4 Summons Issued (2)
Docket Text: SUMMONS ISSUED as to TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC.. Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. (mxw, )
Jul 25, 2022 N/A Add and Terminate Judges (0)
Docket Text: Judge Stanley R. Chesler and Magistrate Judge Cathy L. Waldor added. (ps)
Jul 21, 2022 1 Complaint* (1)
Jul 21, 2022 3 Notice of Appearance (1)
Docket Text: NOTICE of Appearance by J. BRUGH LOWER on behalf of BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC (LOWER, J.)
Jul 21, 2022 2 Corporate Disclosure Statement (aty) (1)
Docket Text: Corporate Disclosure Statement by BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH US, LLC. (DENI, WILLIAM)
Jul 21, 2022 1 L. Civ. R. 11.2 & 40.1 Certification (2)
Jul 21, 2022 1 Civil Cover Sheet (1)
Jul 21, 2022 1 Exhibit D (14)
Jul 21, 2022 1 Exhibit C (13)
Jul 21, 2022 1 Exhibit B (9)
Jul 21, 2022 1 Exhibit A (10)
Jul 21, 2022 1 Main Document (18)
Docket Text: COMPLAINT against TARO PHARMACEUTICAL INDUSTRIES LTD., TARO PHARMACEUTICALS INC., TARO PHARMACEUTICALS U.S.A., INC. ( Filing and Admin fee $ 402 receipt number ANJDC-13575004) , Related Case Selected, filed by BAUSCH HEALTH IRELAND LIMITED, BAUSCH HEALTH AMERICAS, INC., BAUSCH HEALTH US, LLC. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Civil Cover Sheet, # (6) L. Civ. R. 11.2 & 40.1 Certification)(DENI, WILLIAM)
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