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Case number 1:21-cv-05207

Global Association of Risk Professionals, Inc. v. Global Institute of Financial Professionals > Documents

Date Field Doc. No.Description (Pages)
Jan 12, 2023 156 ORDER: denying without prejudice 145 Motion to Strike document 145 MOTION to Strike Defendant's Trial Evidence and Motions filed by Global Association of Risk Professionals, Inc. The motion to strike is DENIED without prejudice to renewal as to exhibits not identified before June 20, 2022, and the Hines declaration; it is GRANTED as to the Xu declaration. The Clerk shall terminate the motion. (ECF 145.) Trial of the action is set for May 9, 2023, at 10 a.m. in Courtroom 11D. SO ORDERED. (Signed by Judge P. Kevin Castel on 1/12/2023) (ama) (Entered: 01/12/2023) (5)
Jan 9, 2023 155 LETTER addressed to Judge P. Kevin Castel from Sean Garrison dated 1/09/2023 re: Plaintiff's Blackout Dates for Trial. Document filed by Global Association of Risk Professionals, Inc...(Garrison, Sean) (Entered: 01/09/2023) (1)
Oct 26, 2022 153 ORDER: granting 87 Letter Motion to Seal. Letter application to seal (Doc 87)is provisionally GRANTED. SO ORDERED. (Signed by Judge P. Kevin Castel on 10/26/2022) (ama) (Entered: 10/26/2022) (1)
Oct 26, 2022 154 ORDER: denying 99 Letter Motion for Discovery. Letter application (Doc 99) is DENIED. SO ORDERED. (Signed by Judge P. Kevin Castel on 10/26/2022) (ama) (Entered: 10/26/2022) (2)
Sep 9, 2022 152 REPLY MEMORANDUM OF LAW in Support re: 145 MOTION to Strike Defendant's Trial Evidence and Motions. . Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran) (Entered: 09/09/2022) (11)
Sep 6, 2022 65 Motion to Seal (2)
Docket Text: EMERGENCY LETTER MOTION to Seal and for Sanctions addressed to Judge P. Kevin Castel from Serge Krimnus dated April 4, 2022. Document filed by Global Institute of Financial Professionals..(Krimnus, Serge)
Sep 2, 2022 150 Trial Brief (14)
Docket Text: TRIAL BRIEF Response to Pl Suppl Br. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Sep 2, 2022 151 Response to Motion (6)
Docket Text: RESPONSE to Motion re: [145] MOTION to Strike Defendant's Trial Evidence and Motions. . Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Aug 22, 2022 N/A Set/Reset Deadlines (0)
Docket Text: Set/Reset Deadlines: Brief due by 9/2/2022. (mml)
Aug 22, 2022 148 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated August 22, 2022 re: Opposition to Defendant's August 19, 2022 Letter (Dkt. No. 143). Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 22, 2022 149 Order on Motion for Leave to File Document (1)
Docket Text: ORDER granting [143] Letter Motion for Leave to File Document. Application GRANTED. SO ORDERED. (Signed by Judge P. Kevin Castel on 8/22/2022) (mml)
Aug 19, 2022 143 Motion for Leave to File Document (1)
Docket Text: LETTER MOTION for Leave to File response to Plaintiff's Supplemental Brief re Defendant's Proposed Amended Counterclaims XIII and XV addressed to Judge P. Kevin Castel from Nancy J Mertzel dated August 19, 2022. Document filed by Global Institute of Financial Professionals..(Mertzel, Nancy)
Aug 19, 2022 144 Declaration in Opposition (30)
Docket Text: DECLARATION of Kieran G. Doyle in Opposition re: [139] Declaration,. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 19, 2022 145 Motion to Strike (2)
Docket Text: MOTION to Strike Defendant's Trial Evidence and Motions. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 19, 2022 146 Memorandum of Law in Support of Motion (24)
Docket Text: MEMORANDUM OF LAW in Support re: [145] MOTION to Strike Defendant's Trial Evidence and Motions. . Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 19, 2022 147 Main Document (2)
Docket Text: DECLARATION of Jeremy A. Berman in Support re: [145] MOTION to Strike Defendant's Trial Evidence and Motions.. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A).(Berman, Jeremy)
Aug 19, 2022 147 Exhibit A (27)
Aug 17, 2022 141 Main Document (3)
Docket Text: DECLARATION of Yue Xu re: [138] Declaration,, Re-filed with corrected exhibits 56 and 57. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 22, # (2) Exhibit DX 23, # (3) Exhibit DX 24, # (4) Exhibit DX 25, # (5) Exhibit DX 26, # (6) Exhibit DX 31, # (7) Exhibit DX 34, # (8) Exhibit DX 35, # (9) Exhibit DX 38, # (10) Exhibit DX 39, # (11) Exhibit DX 40, # (12) Exhibit DX 41, # (13) Exhibit DX 54, # (14) Exhibit DX 56 Corrected, # (15) Exhibit DX 57 Corrected).(Mertzel, Nancy)
Aug 17, 2022 141 Exhibit DX 22 (24)
Aug 17, 2022 141 Exhibit DX 23 (3)
Aug 17, 2022 141 Exhibit DX 24 (34)
Aug 17, 2022 141 Exhibit DX 25 (3)
Aug 17, 2022 141 Exhibit DX 26 (2)
Aug 17, 2022 141 Exhibit DX 31 (2)
Aug 17, 2022 141 Exhibit DX 34 (8)
Aug 17, 2022 141 Exhibit DX 35 (113)
Aug 17, 2022 141 Exhibit DX 38 (4)
Aug 17, 2022 141 Exhibit DX 39 (5)
Aug 17, 2022 141 Exhibit DX 40 (7)
Aug 17, 2022 141 Exhibit DX 41 (50)
Aug 17, 2022 141 Exhibit DX 54 (45)
Aug 17, 2022 141 Exhibit DX 56 Corrected (3)
Aug 17, 2022 141 Exhibit DX 57 Corrected (6)
Aug 17, 2022 142 Letter (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Nancy J Mertzel dated August 17, 2022 re: Defendants Trial Exhibits. Document filed by Global Institute of Financial Professionals..(Mertzel, Nancy)
Aug 12, 2022 137 Main Document (26)
Docket Text: DECLARATION of Fiona (Jinglei) Zhou re: [115] Trial Brief,,, [113] Trial Brief, Revised Declaration. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 1-1, # (2) Exhibit DX 1-2, # (3) Exhibit DX 1-3 AEO Placeholder, # (4) Exhibit DX 1-4 AEO Placeholder, # (5) Exhibit DX 1-5, # (6) Exhibit DX 1-6, # (7) Exhibit DX 1-7, # (8) Exhibit DX 1-8 AEO Placeholder, # (9) Exhibit DX 1-9, # (10) Exhibit DX 1-10, # (11) Exhibit DX 1-11, # (12) Exhibit DX 1-12, # (13) Exhibit DX 1-13 AEO Placeholder, # (14) Exhibit DX 1-14, # (15) Exhibit DX 1-15 AEO Placeholder, # (16) Exhibit DX 1-16, # (17) Exhibit DX 2, # (18) Exhibit DX 3, # (19) Exhibit DX 4-1, # (20) Exhibit DX 4-2, # (21) Exhibit DX 5-1, # (22) Exhibit DX 5-2, # (23) Exhibit DX 5-3, # (24) Exhibit DX 6-1, # (25) Exhibit DX 6-2, # (26) Exhibit DX 6-3, # (27) Exhibit DX 7-1, # (28) Exhibit DX 7-2, # (29) Exhibit DX 7-3, # (30) Exhibit DX 8-1, # (31) Exhibit DX 8-2, # (32) Exhibit DX 9-1, # (33) Exhibit DX 9-2, # (34) Exhibit DX 10-1, # (35) Exhibit DX 10-2 AEO Placeholder, # (36) Exhibit DX 10-3, # (37) Exhibit DX 11-1, # (38) Exhibit DX 11-2 AEO Placeholder, # (39) Exhibit DX 11-3 AEO Placeholder, # (40) Exhibit DX 12-1, # (41) Exhibit DX 12-2 AEO Placeholder, # (42) Exhibit DX 12-3, # (43) Exhibit DX 12-4, # (44) Exhibit DX 12-5, # (45) Exhibit DX 12-6, # (46) Exhibit DX 13-1, # (47) Exhibit DX 13-2, # (48) Exhibit DX 14-1, # (49) Exhibit DX 14-2, # (50) Exhibit DX 15-1, # (51) Exhibit DX 15-2, # (52) Exhibit DX 15-3, # (53) Exhibit DX 15-4, # (54) Exhibit DX 15-5, # (55) Exhibit DX 16-1, # (56) Exhibit DX 16-2, # (57) Exhibit DX 16-3, # (58) Exhibit DX 16-4, # (59) Exhibit DX 17-1, # (60) Exhibit DX 17-2, # (61) Exhibit DX 17-3, # (62) Exhibit DX 17-4, # (63) Exhibit DX 17-5, # (64) Exhibit DX 17-6, # (65) Exhibit DX 18-1, # (66) Exhibit DX 18-2, # (67) Exhibit DX 18-3, # (68) Exhibit DX 19-1, # (69) Exhibit DX 19-2, # (70) Exhibit DX 20-1, # (71) Exhibit DX 20-2, # (72) Exhibit DX 20-3, # (73) Exhibit DX 20-4, # (74) Exhibit DX 20-5, # (75) Exhibit DX 20-6, # (76) Exhibit DX 20-7, # (77) Exhibit DX 20-8, # (78) Exhibit DX 20-9, # (79) Exhibit DX 20-10, # (80) Exhibit DX 20-11, # (81) Exhibit DX 20-12, # (82) Exhibit DX 20-13, # (83) Exhibit DX 20-14, # (84) Exhibit DX 20-15, # (85) Exhibit DX 21-1, # (86) Exhibit DX 21-2, # (87) Exhibit DX 21-3, # (88) Exhibit DX 21-4, # (89) Exhibit DX 21-5, # (90) Exhibit DX 21-6, # (91) Exhibit DX 21-7, # (92) Exhibit DX 21-8, # (93) Exhibit DX 21-9, # (94) Exhibit DX 21-10, # (95) Exhibit DX 21-11, # (96) Exhibit DX 21-12, # (97) Exhibit DX 21-13, # (98) Exhibit DX 21-14, # (99) Exhibit DX 21-15, # (100) Exhibit DX 21-16, # (101) Exhibit DX 21-17, # (102) Exhibit DX 21-18, # (103) Exhibit DX 21-19, # (104) Exhibit DX 21-20, # (105) Exhibit DX 21-21, # (106) Exhibit DX 21-22, # (107) Exhibit DX 21-23, # (108) Exhibit DX 27-1, # (109) Exhibit DX 27-2, # (110) Exhibit DX 27-3, # (111) Exhibit DX 27-4, # (112) Exhibit DX 27-5, # (113) Exhibit DX 27-6, # (114) Exhibit DX 27-7, # (115) Exhibit DX 27-8, # (116) Exhibit DX 27-9, # (117) Exhibit DX 27-10, # (118) Exhibit DX 27-11, # (119) Exhibit DX 27-12, # (120) Exhibit DX 27-13, # (121) Exhibit DX 28-1, # (122) Exhibit DX 28-2, # (123) Exhibit DX 28-3, # (124) Exhibit DX 28-4, # (125) Exhibit DX 28-5, # (126) Exhibit DX 28-6, # (127) Exhibit DX 28-7, # (128) Exhibit DX 28-8, # (129) Exhibit DX 28-9, # (130) Exhibit DX 28-10, # (131) Exhibit DX 28-11, # (132) Exhibit DX 29, # (133) Exhibit DX 32, # (134) Exhibit DX 33-1, # (135) Exhibit DX 33-2, # (136) Exhibit DX 33-3, # (137) Exhibit DX 33-4, # (138) Exhibit DX 33-5, # (139) Exhibit DX 33-6, # (140) Exhibit DX 33-7, # (141) Exhibit DX 33-8, # (142) Exhibit DX 33-9, # (143) Exhibit DX 33-10, # (144) Exhibit DX 33-11, # (145) Exhibit DX 33-12, # (146) Exhibit DX 33-13, # (147) Exhibit DX 36, # (148) Exhibit DX 37, # (149) Exhibit DX 43, # (150) Exhibit DX 44, # (151) Exhibit DX 45-1, # (152) Exhibit DX 45-2, # (153) Exhibit DX 46, # (154) Exhibit DX 47-1, # (155) Exhibit DX 47-2, # (156) Exhibit DX 47-3, # (157) Exhibit DX 47-4, # (158) Exhibit DX 47-5, # (159) Exhibit DX 47-6, # (160) Exhibit DX 47-7, # (161) Exhibit DX 47-8, # (162) Exhibit DX 47-9, # (163) Exhibit DX 47-10, # (164) Exhibit DX 47-11, # (165) Exhibit DX 47-12, # (166) Exhibit DX 47-13, # (167) Exhibit DX 47-14, # (168) Exhibit DX 47-15, # (169) Exhibit DX 47-16, # (170) Exhibit DX 47-17, # (171) Exhibit DX 47-18, # (172) Exhibit DX 47-19, # (173) Exhibit DX 47-20, # (174) Exhibit DX 47-21, # (175) Exhibit DX 47-22, # (176) Exhibit DX 47-23, # (177) Exhibit DX 47-24, # (178) Exhibit DX 47-25, # (179) Exhibit DX 47-26, # (180) Exhibit DX 47-27, # (181) Exhibit DX 47-28, # (182) Exhibit DX 48-1, # (183) Exhibit DX 48-2, # (184) Exhibit DX 48-3, # (185) Exhibit DX 48-4, # (186) Exhibit DX 48-5, # (187) Exhibit DX 48-6, # (188) Exhibit DX 48-7, # (189) Exhibit DX 48-8, # (190) Exhibit DX 48-9, # (191) Exhibit DX 49, # (192) Exhibit DX 50, # (193) Exhibit DX 51, # (194) Exhibit DX 52-1, # (195) Exhibit DX 52-2, # (196) Exhibit DX 52-3, # (197) Exhibit DX 52-4, # (198) Exhibit DX 52-5, # (199) Exhibit DX 52-6, # (200) Exhibit DX 52-7, # (201) Exhibit DX 52-8, # (202) Exhibit DX 52-9, # (203) Exhibit DX 52-10, # (204) Exhibit DX 52-11).(Mertzel, Nancy)
Aug 12, 2022 137 Exhibit DX 1-1 (4)
Aug 12, 2022 137 Exhibit DX 1-2 (2)
Aug 12, 2022 137 Exhibit DX 1-3 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 1-4 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 1-5 (3)
Aug 12, 2022 137 Exhibit DX 1-6 (5)
Aug 12, 2022 137 Exhibit DX 1-7 (19)
Aug 12, 2022 137 Exhibit DX 1-8 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 1-9 (18)
Aug 12, 2022 137 Exhibit DX 1-10 (2)
Aug 12, 2022 137 Exhibit DX 1-11 (2)
Aug 12, 2022 137 Exhibit DX 1-12 (2)
Aug 12, 2022 137 Exhibit DX 1-13 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 1-14 (3)
Aug 12, 2022 137 Exhibit DX 1-15 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 1-16 (3)
Aug 12, 2022 137 Exhibit DX 2 (6)
Aug 12, 2022 137 Exhibit DX 3 (4)
Aug 12, 2022 137 Exhibit DX 4-1 (56)
Aug 12, 2022 137 Exhibit DX 4-2 (6)
Aug 12, 2022 137 Exhibit DX 5-1 (13)
Aug 12, 2022 137 Exhibit DX 5-2 (5)
Aug 12, 2022 137 Exhibit DX 5-3 (4)
Aug 12, 2022 137 Exhibit DX 6-1 (10)
Aug 12, 2022 137 Exhibit DX 6-2 (6)
Aug 12, 2022 137 Exhibit DX 6-3 (4)
Aug 12, 2022 137 Exhibit DX 7-1 (11)
Aug 12, 2022 137 Exhibit DX 7-2 (6)
Aug 12, 2022 137 Exhibit DX 7-3 (4)
Aug 12, 2022 137 Exhibit DX 8-1 (2)
Aug 12, 2022 137 Exhibit DX 8-2 (2)
Aug 12, 2022 137 Exhibit DX 9-1 (20)
Aug 12, 2022 137 Exhibit DX 9-2 (21)
Aug 12, 2022 137 Exhibit DX 10-1 (3)
Aug 12, 2022 137 Exhibit DX 10-2 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 10-3 (2)
Aug 12, 2022 137 Exhibit DX 11-1 (22)
Aug 12, 2022 137 Exhibit DX 11-2 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 11-3 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 12-1 (4)
Aug 12, 2022 137 Exhibit DX 12-2 AEO Placeholder (1)
Aug 12, 2022 137 Exhibit DX 12-3 (2)
Aug 12, 2022 137 Exhibit DX 12-4 (2)
Aug 12, 2022 137 Exhibit DX 12-5 (4)
Aug 12, 2022 137 Exhibit DX 12-6 (3)
Aug 12, 2022 137 Exhibit DX 13-1 (2)
Aug 12, 2022 137 Exhibit DX 13-2 (4)
Aug 12, 2022 137 Exhibit DX 14-1 (2)
Aug 12, 2022 137 Exhibit DX 14-2 (2)
Aug 12, 2022 137 Exhibit DX 15-1 (2)
Aug 12, 2022 137 Exhibit DX 15-2 (2)
Aug 12, 2022 137 Exhibit DX 15-3 (2)
Aug 12, 2022 137 Exhibit DX 15-4 (4)
Aug 12, 2022 137 Exhibit DX 15-5 (4)
Aug 12, 2022 137 Exhibit DX 16-1 (11)
Aug 12, 2022 137 Exhibit DX 16-2 (12)
Aug 12, 2022 137 Exhibit DX 16-3 (5)
Aug 12, 2022 137 Exhibit DX 16-4 (8)
Aug 12, 2022 137 Exhibit DX 17-1 (4)
Aug 12, 2022 137 Exhibit DX 17-2 (3)
Aug 12, 2022 137 Exhibit DX 17-3 (2)
Aug 12, 2022 137 Exhibit DX 17-4 (6)
Aug 12, 2022 137 Exhibit DX 17-5 (4)
Aug 12, 2022 137 Exhibit DX 17-6 (7)
Aug 12, 2022 137 Exhibit DX 18-1 (12)
Aug 12, 2022 137 Exhibit DX 18-2 (7)
Aug 12, 2022 137 Exhibit DX 18-3 (6)
Aug 12, 2022 137 Exhibit DX 19-1 (12)
Aug 12, 2022 137 Exhibit DX 19-2 (11)
Aug 12, 2022 137 Exhibit DX 20-1 (4)
Aug 12, 2022 137 Exhibit DX 20-2 (5)
Aug 12, 2022 137 Exhibit DX 20-3 (7)
Aug 12, 2022 137 Exhibit DX 20-4 (5)
Aug 12, 2022 137 Exhibit DX 20-5 (8)
Aug 12, 2022 137 Exhibit DX 20-6 (9)
Aug 12, 2022 137 Exhibit DX 20-7 (8)
Aug 12, 2022 137 Exhibit DX 20-8 (9)
Aug 12, 2022 137 Exhibit DX 20-9 (7)
Aug 12, 2022 137 Exhibit DX 20-10 (4)
Aug 12, 2022 137 Exhibit DX 20-11 (7)
Aug 12, 2022 137 Exhibit DX 20-12 (4)
Aug 12, 2022 137 Exhibit DX 20-13 (4)
Aug 12, 2022 137 Exhibit DX 20-14 (9)
Aug 12, 2022 137 Exhibit DX 20-15 (4)
Aug 12, 2022 137 Exhibit DX 21-1 (4)
Aug 12, 2022 137 Exhibit DX 21-2 (7)
Aug 12, 2022 137 Exhibit DX 21-3 (8)
Aug 12, 2022 137 Exhibit DX 21-4 (5)
Aug 12, 2022 137 Exhibit DX 21-5 (6)
Aug 12, 2022 137 Exhibit DX 21-6 (7)
Aug 12, 2022 137 Exhibit DX 21-7 (10)
Aug 12, 2022 137 Exhibit DX 21-8 (29)
Aug 12, 2022 137 Exhibit DX 21-9 (13)
Aug 12, 2022 137 Exhibit DX 21-10 (17)
Aug 12, 2022 137 Exhibit DX 21-11 (23)
Aug 12, 2022 137 Exhibit DX 21-12 (9)
Aug 12, 2022 137 Exhibit DX 21-13 (8)
Aug 12, 2022 137 Exhibit DX 21-14 (31)
Aug 12, 2022 137 Exhibit DX 21-15 (7)
Aug 12, 2022 137 Exhibit DX 21-16 (16)
Aug 12, 2022 137 Exhibit DX 21-17 (3)
Aug 12, 2022 137 Exhibit DX 21-18 (4)
Aug 12, 2022 137 Exhibit DX 21-19 (4)
Aug 12, 2022 137 Exhibit DX 21-20 (6)
Aug 12, 2022 137 Exhibit DX 21-21 (10)
Aug 12, 2022 137 Exhibit DX 21-22 (5)
Aug 12, 2022 137 Exhibit DX 21-23 (6)
Aug 12, 2022 137 Exhibit DX 27-1 (11)
Aug 12, 2022 137 Exhibit DX 27-2 (9)
Aug 12, 2022 137 Exhibit DX 27-3 (10)
Aug 12, 2022 137 Exhibit DX 27-4 (8)
Aug 12, 2022 137 Exhibit DX 27-5 (13)
Aug 12, 2022 137 Exhibit DX 27-6 (9)
Aug 12, 2022 137 Exhibit DX 27-7 (3)
Aug 12, 2022 137 Exhibit DX 27-8 (6)
Aug 12, 2022 137 Exhibit DX 27-9 (4)
Aug 12, 2022 137 Exhibit DX 27-10 (11)
Aug 12, 2022 137 Exhibit DX 27-11 (3)
Aug 12, 2022 137 Exhibit DX 27-12 (7)
Aug 12, 2022 137 Exhibit DX 27-13 (4)
Aug 12, 2022 137 Exhibit DX 28-1 (4)
Aug 12, 2022 137 Exhibit DX 28-2 (11)
Aug 12, 2022 137 Exhibit DX 28-3 (6)
Aug 12, 2022 137 Exhibit DX 28-4 (10)
Aug 12, 2022 137 Exhibit DX 28-5 (3)
Aug 12, 2022 137 Exhibit DX 28-6 (11)
Aug 12, 2022 137 Exhibit DX 28-7 (17)
Aug 12, 2022 137 Exhibit DX 28-8 (9)
Aug 12, 2022 137 Exhibit DX 28-9 (8)
Aug 12, 2022 137 Exhibit DX 28-10 (7)
Aug 12, 2022 137 Exhibit DX 28-11 (9)
Aug 12, 2022 137 Exhibit DX 29 (17)
Aug 12, 2022 137 Exhibit DX 32 (12)
Aug 12, 2022 137 Exhibit DX 33-1 (4)
Aug 12, 2022 137 Exhibit DX 33-2 (3)
Aug 12, 2022 137 Exhibit DX 33-3 (6)
Aug 12, 2022 137 Exhibit DX 33-4 (5)
Aug 12, 2022 137 Exhibit DX 33-5 (2)
Aug 12, 2022 137 Exhibit DX 33-6 (3)
Aug 12, 2022 137 Exhibit DX 33-7 (4)
Aug 12, 2022 137 Exhibit DX 33-8 (4)
Aug 12, 2022 137 Exhibit DX 33-9 (23)
Aug 12, 2022 137 Exhibit DX 33-10 (7)
Aug 12, 2022 137 Exhibit DX 33-11 (3)
Aug 12, 2022 137 Exhibit DX 33-12 (6)
Aug 12, 2022 137 Exhibit DX 33-13 (3)
Aug 12, 2022 137 Exhibit DX 36 (2)
Aug 12, 2022 137 Exhibit DX 37 (3)
Aug 12, 2022 137 Exhibit DX 43 (130)
Aug 12, 2022 137 Exhibit DX 44 (139)
Aug 12, 2022 137 Exhibit DX 45-1 (92)
Aug 12, 2022 137 Exhibit DX 45-2 (63)
Aug 12, 2022 137 Exhibit DX 46 (97)
Aug 12, 2022 137 Exhibit DX 47-1 (6)
Aug 12, 2022 137 Exhibit DX 47-2 (9)
Aug 12, 2022 137 Exhibit DX 47-3 (7)
Aug 12, 2022 137 Exhibit DX 47-4 (5)
Aug 12, 2022 137 Exhibit DX 47-5 (10)
Aug 12, 2022 137 Exhibit DX 47-6 (6)
Aug 12, 2022 137 Exhibit DX 47-7 (6)
Aug 12, 2022 137 Exhibit DX 47-8 (4)
Aug 12, 2022 137 Exhibit DX 47-9 (8)
Aug 12, 2022 137 Exhibit DX 47-10 (7)
Aug 12, 2022 137 Exhibit DX 47-11 (5)
Aug 12, 2022 137 Exhibit DX 47-12 (8)
Aug 12, 2022 137 Exhibit DX 47-13 (5)
Aug 12, 2022 137 Exhibit DX 47-14 (6)
Aug 12, 2022 137 Exhibit DX 47-15 (4)
Aug 12, 2022 137 Exhibit DX 47-16 (3)
Aug 12, 2022 137 Exhibit DX 47-17 (4)
Aug 12, 2022 137 Exhibit DX 47-18 (5)
Aug 12, 2022 137 Exhibit DX 47-19 (3)
Aug 12, 2022 137 Exhibit DX 47-20 (6)
Aug 12, 2022 137 Exhibit DX 47-21 (4)
Aug 12, 2022 137 Exhibit DX 47-22 (4)
Aug 12, 2022 137 Exhibit DX 47-23 (9)
Aug 12, 2022 137 Exhibit DX 47-24 (9)
Aug 12, 2022 137 Exhibit DX 47-25 (5)
Aug 12, 2022 137 Exhibit DX 47-26 (8)
Aug 12, 2022 137 Exhibit DX 47-27 (5)
Aug 12, 2022 137 Exhibit DX 47-28 (3)
Aug 12, 2022 137 Exhibit DX 48-1 (3)
Aug 12, 2022 137 Exhibit DX 48-2 (5)
Aug 12, 2022 137 Exhibit DX 48-3 (7)
Aug 12, 2022 137 Exhibit DX 48-4 (8)
Aug 12, 2022 137 Exhibit DX 48-5 (9)
Aug 12, 2022 137 Exhibit DX 48-6 (4)
Aug 12, 2022 137 Exhibit DX 48-7 (3)
Aug 12, 2022 137 Exhibit DX 48-8 (5)
Aug 12, 2022 137 Exhibit DX 48-9 (4)
Aug 12, 2022 137 Exhibit DX 49 (4)
Aug 12, 2022 137 Exhibit DX 50 (4)
Aug 12, 2022 137 Exhibit DX 51 (39)
Aug 12, 2022 137 Exhibit DX 52-1 (12)
Aug 12, 2022 137 Exhibit DX 52-2 (9)
Aug 12, 2022 137 Exhibit DX 52-3 (10)
Aug 12, 2022 137 Exhibit DX 52-4 (7)
Aug 12, 2022 137 Exhibit DX 52-5 (5)
Aug 12, 2022 137 Exhibit DX 52-6 (12)
Aug 12, 2022 137 Exhibit DX 52-7 (18)
Aug 12, 2022 137 Exhibit DX 52-8 (11)
Aug 12, 2022 137 Exhibit DX 52-9 (6)
Aug 12, 2022 137 Exhibit DX 52-10 (3)
Aug 12, 2022 137 Exhibit DX 52-11 (6)
Aug 12, 2022 138 Main Document (3)
Docket Text: DECLARATION of Yue Xu re: [116] Trial Brief Revised Declaration. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 22, # (2) Exhibit DX 23, # (3) Exhibit DX 24, # (4) Exhibit DX 25, # (5) Exhibit DX 26, # (6) Exhibit DX 31, # (7) Exhibit DX 34, # (8) Exhibit DX 35, # (9) Exhibit DX 38, # (10) Exhibit DX 39, # (11) Exhibit DX 40, # (12) Exhibit DX 41, # (13) Exhibit DX 53, # (14) Exhibit DX 54, # (15) Exhibit DX 55, # (16) Exhibit DX 56, # (17) Exhibit DX 57).(Mertzel, Nancy)
Aug 12, 2022 138 Exhibit DX 22 (24)
Aug 12, 2022 138 Exhibit DX 23 (3)
Aug 12, 2022 138 Exhibit DX 24 (34)
Aug 12, 2022 138 Exhibit DX 25 (3)
Aug 12, 2022 138 Exhibit DX 26 (2)
Aug 12, 2022 138 Exhibit DX 31 (2)
Aug 12, 2022 138 Exhibit DX 34 (8)
Aug 12, 2022 138 Exhibit DX 35 (113)
Aug 12, 2022 138 Exhibit DX 38 (4)
Aug 12, 2022 138 Exhibit DX 39 (5)
Aug 12, 2022 138 Exhibit DX 40 (7)
Aug 12, 2022 138 Exhibit DX 41 (50)
Aug 12, 2022 138 Exhibit DX 53 (33)
Aug 12, 2022 138 Exhibit DX 54 (45)
Aug 12, 2022 138 Exhibit DX 55 (14)
Aug 12, 2022 138 Exhibit DX 56 (6)
Aug 12, 2022 138 Exhibit DX 57 (5)
Aug 12, 2022 139 Main Document (1)
Docket Text: DECLARATION of Nancy J Mertzel re: [127] Pretrial Order, Set Deadlines/Hearings,,,,,, with Def's Revised Exhibit List. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit Def's Revised Exhibit List (Ex D to JPTO)).(Mertzel, Nancy)
Aug 12, 2022 139 Exhibit Def's Revised Exhibit List (Ex D to JPTO) (16)
Aug 12, 2022 140 Main Document (73)
Docket Text: TRIAL BRIEF (Revised). Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Supplement Brief with Track Change).(Xu, Yue)
Aug 12, 2022 140 Supplement Brief with Track Change (75)
Aug 10, 2022 133 Main Document (1)
Docket Text: DECLARATION of Kieran G. Doyle re: [127] Pretrial Order, Set Deadlines/Hearings,,,,,, and submission of Deposition Transcript Counter-Designations. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A - Revised).(Doyle, Kieran)
Aug 10, 2022 133 Exhibit A - Revised (4)
Aug 10, 2022 134 Main Document (15)
Docket Text: MEMORANDUM OF LAW and Supplemental Brief Re: Defendant's Proposed Amended Counterclaims XIII and XV. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C).(Doyle, Kieran)
Aug 10, 2022 134 Exhibit A (19)
Aug 10, 2022 134 Exhibit B (6)
Aug 10, 2022 134 Exhibit C (30)
Aug 10, 2022 135 Declaration (4)
Docket Text: DECLARATION of Richard Apostolik . Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 10, 2022 136 Declaration (3)
Docket Text: DECLARATION of William May . Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 9, 2022 N/A Set/Reset Deadlines (0)
Docket Text: Set/Reset Deadlines: Responses due by 9/2/2022 Replies due by 9/9/2022. (ama)
Aug 9, 2022 132 Order on Motion for Extension of Time (1)
Docket Text: ORDER: granting [128] Letter Motion for Extension of Time. The Court, having reviewed the submissions of the parties (Docs 128, 129 & 130), Orders as follows: Defendant may file proposed revised trial declarations and exhibits, proposed revised trial brief and proposed revised Exhibit D to the JPTO, as described in its letter application to the Court, by August 12, 2022. Plaintiff may file motion to strike directed to defendants revised trial declarations and exhibits and any other submissions plaintiff contends are improper by August 19, 2022. Defendant may respond to plaintiff's motion to strike by September 2, 2022. Plaintiff may file any reply on the motion to strike and file any rebuttal evidence to defendant's revised declarations and exhibits by September 9, 2022.All other requested relief is DENIED. SO ORDERED. Motions due by 8/19/2022. (Signed by Judge P. Kevin Castel on 8/09/2022) (ama)
Aug 5, 2022 131 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated August 5, 2022 re: Schedule. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 4, 2022 129 Letter (3)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated August 4, 2022 re: Opposition to Defendant's August 3, 2022 Letter Dkt. No. 128. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 4, 2022 130 Letter (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Nancy J Mertzel dated August 4, 2022 re: Reply in support of motion for leave to revise declarations and exhibits (ECF 128). Document filed by Global Institute of Financial Professionals..(Mertzel, Nancy)
Aug 3, 2022 128 Motion for Extension of Time (2)
Docket Text: LETTER MOTION for Extension of Time and to submit revised trial declarations, exhibits, exhibit list and brief addressed to Judge P. Kevin Castel from Nancy J Mertzel dated August 3, 2022. Document filed by Global Institute of Financial Professionals..(Mertzel, Nancy)
Jul 28, 2022 N/A Pretrial Conference - Final (0)
Docket Text: Minute Entry for proceedings held before Judge P. Kevin Castel: Final Pretrial Conference held on 7/28/2022. Appearing for plaintiff, Kieran Doyle, Dasha Chestukhin and Sean Garrison. Appearing for defendant, Nancy Mertzel and Yue Xu. Plaintiff may cross-designate defendants deposition designations by August 10, 2022. Plaintiff may supplement its declarations in response to defendants amended counterclaims and may file a 10-page supplemental trial brief in response to the amended counterclaims by August 10, 2022. Plaintiff may file motion to strike by August 10, 2022 and defendant may respond by August 24, 2022. The parties shall file a joint letter regarding trial blackout dates by August 5, 2022. See transcript. (Court Reporter Carol Ganley) (Nacanther, Florence)
Jul 28, 2022 127 Pretrial Order (30)
Docket Text: JOINT PRETRIAL ORDER: Pursuant to Paragraph 10 of the Civil Case Management Plan and Scheduling Order ("Case Management Plan," Docket No. 23), Rule 6.A of the Court's Individual Rules of Practice, and the Court's Minute Entry dated April 14, 2022, the parties submit this Joint Pretrial Order. The paragraphs below correspond to those set forth in Rule 6.A of the Court's Individual Rulesof Practice. The parties have not demanded trial by jury. If the Court does not dismiss any claims or counterclaims pursuant to the parties; pending motions, then the parties would expect the bench trial of this action to take three (3) or four (4) days, with time equally split between the parties. And as set forth herein. Plaintiff may cross-designate from defendant's deposition listings by August 10, 2022. See changes re Court XV. SO ORDERED. (Signed by Judge P. Kevin Castel on 7/28/2022) (ama)
Jul 27, 2022 123 Order (1)
Docket Text: ORDER: Without prejudging the appropriateness of amendments at this late juncture, at tomorrow's final pre-trial conference plaintiff should bring a marked to show changes copy of its proposed amended Complaint, and defendant should bring a marked to show changes copy of its proposed amended Answer. SO ORDERED. (Signed by Judge P. Kevin Castel on 7/27/2022) (vfr)
Jul 27, 2022 124 Declaration (5)
Docket Text: DECLARATION of Jay Hines re: [117] Trial Brief . Document filed by Global Institute of Financial Professionals..(Mertzel, Nancy)
Jul 27, 2022 125 Proposed Pre-Trial Order (30)
Docket Text: PROPOSED PRE-TRIAL ORDER. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Jul 27, 2022 126 Trial Brief (11)
Docket Text: TRIAL BRIEF Defendant's Reply Trial Brief. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Jul 26, 2022 122 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Nancy Jill Mertzel on behalf of Global Institute of Financial Professionals..(Mertzel, Nancy)
Jul 20, 2022 119 Reply Memorandum of Law (30)
Docket Text: REPLY MEMORANDUM OF LAW re: [105] Trial Brief . Document filed by Global Association of Risk Professionals, Inc...(Berman, Jeremy)
Jul 20, 2022 120 Main Document (2)
Docket Text: DECLARATION of Jeremy A. Berman re: [119] Reply Memorandum of Law . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit Q).(Berman, Jeremy)
Jul 20, 2022 120 Exhibit Q (6)
Jul 20, 2022 121 Counter Statement to Rule 56.1 (5)
Docket Text: COUNTER STATEMENT TO Document filed by Global Association of Risk Professionals, Inc...(Berman, Jeremy)
Jul 14, 2022 118 Order (1)
Docket Text: ORDER: The parties shall file their proposed joint pre-trial order on or before July 27, 2022. Defendant may file any reply in further support of its trial brief and motions and in opposition to plaintiff's trial brief and motions by July 27, 2022. All other deadlines set in this Court's Order of May 11, 2022 (Doc 74) remain the same, and the final pre-trial conference will proceed as scheduled on July 28, 2022. SO ORDERED., ( Motions due by 7/27/2022., Proposed Pretrial Order due by 7/27/2022., Responses due by 7/27/2022, Replies due by 7/27/2022., Final Pretrial Conference set for 7/28/2022 at 11:00 AM before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 7/14/2022) (ama)
Jul 1, 2022 115 Main Document (8)
Docket Text: TRIAL BRIEF Declaration of Fiona Zhou. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 01 Holder, # (2) Exhibit DX 10 Holder, # (3) Exhibit DX 11 Holder, # (4) Exhibit DX 12 Holder, # (5) Exhibit DX 36 Holder, # (6) Exhibit DX 15, # (7) Exhibit DX 16, # (8) Exhibit DX 17, # (9) Exhibit DX 18, # (10) Exhibit DX 19, # (11) Exhibit DX 20, # (12) Exhibit DX 21, # (13) Exhibit DX 27, # (14) Exhibit DX 28, # (15) Exhibit DX 29, # (16) Exhibit DX 32, # (17) Exhibit DX 33, # (18) Exhibit DX 43, # (19) Exhibit DX 44, # (20) Exhibit DX 45-1, # (21) Exhibit DX 45-2, # (22) Exhibit DX 46, # (23) Exhibit DX 47-1, # (24) Exhibit DX 47-2, # (25) Exhibit DX 48, # (26) Exhibit DX 49, # (27) Exhibit DX 50, # (28) Exhibit DX 51, # (29) Exhibit DX 52-1, # (30) Exhibit DX 52-2).(Xu, Yue)
Jul 1, 2022 115 Exhibit DX 01 Holder (1)
Jul 1, 2022 115 Exhibit DX 10 Holder (1)
Jul 1, 2022 115 Exhibit DX 11 Holder (1)
Jul 1, 2022 115 Exhibit DX 12 Holder (1)
Jul 1, 2022 115 Exhibit DX 36 Holder (1)
Jul 1, 2022 115 Exhibit DX 15 (10)
Jul 1, 2022 115 Exhibit DX 16 (23)
Jul 1, 2022 115 Exhibit DX 17 (19)
Jul 1, 2022 115 Exhibit DX 18 (26)
Jul 1, 2022 115 Exhibit DX 19 (22)
Jul 1, 2022 115 Exhibit DX 20 (139)
Jul 1, 2022 115 Exhibit DX 21 (216)
Jul 1, 2022 115 Exhibit DX 27 (79)
Jul 1, 2022 115 Exhibit DX 28 (66)
Jul 1, 2022 115 Exhibit DX 29 (23)
Jul 1, 2022 115 Exhibit DX 32 (12)
Jul 1, 2022 115 Exhibit DX 33 (56)
Jul 1, 2022 115 Exhibit DX 43 (130)
Jul 1, 2022 115 Exhibit DX 44 (139)
Jul 1, 2022 115 Exhibit DX 45-1 (92)
Jul 1, 2022 115 Exhibit DX 45-2 (63)
Jul 1, 2022 115 Exhibit DX 46 (97)
Jul 1, 2022 115 Exhibit DX 47-1 (74)
Jul 1, 2022 115 Exhibit DX 47-2 (72)
Jul 1, 2022 115 Exhibit DX 48 (40)
Jul 1, 2022 115 Exhibit DX 49 (4)
Jul 1, 2022 115 Exhibit DX 50 (4)
Jul 1, 2022 115 Exhibit DX 51 (39)
Jul 1, 2022 115 Exhibit DX 52-1 (50)
Jul 1, 2022 115 Exhibit DX 52-2 (40)
Jul 1, 2022 116 Main Document (1)
Docket Text: TRIAL BRIEF Declaration of YUE XU. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 53 Placeholder, # (2) Exhibit DX 54, # (3) Exhibit DX 55).(Xu, Yue)
Jul 1, 2022 116 Exhibit DX 53 Placeholder (1)
Jul 1, 2022 116 Exhibit DX 54 (44)
Jul 1, 2022 116 Exhibit DX 55 (13)
Jul 1, 2022 117 Trial Brief (6)
Docket Text: TRIAL BRIEF Reply Supplemental Trial Brief. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Jun 20, 2022 112 Main Document (2)
Docket Text: TRIAL BRIEF Statement of Material Facts. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 43, # (2) Exhibit DX 44, # (3) Exhibit DX 45-1, # (4) Exhibit DX 45-2, # (5) Exhibit DX 46, # (6) Exhibit DX 47-1, # (7) Exhibit DX 47-2, # (8) Exhibit 48, # (9) Exhibit 49, # (10) Exhibit 50, # (11) Exhibit 51, # (12) Exhibit 52-1, # (13) Exhibit 52-2, # (14) Exhibit 53).(Xu, Yue)
Jun 20, 2022 112 Exhibit DX 43 (130)
Jun 20, 2022 112 Exhibit DX 44 (139)
Jun 20, 2022 112 Exhibit DX 45-1 (92)
Jun 20, 2022 112 Exhibit DX 45-2 (63)
Jun 20, 2022 112 Exhibit DX 46 (97)
Jun 20, 2022 112 Exhibit DX 47-1 (74)
Jun 20, 2022 112 Exhibit DX 47-2 (72)
Jun 20, 2022 112 Exhibit 48 (40)
Jun 20, 2022 112 Exhibit 49 (4)
Jun 20, 2022 112 Exhibit 50 (4)
Jun 20, 2022 112 Exhibit 51 (39)
Jun 20, 2022 112 Exhibit 52-1 (50)
Jun 20, 2022 112 Exhibit 52-2 (40)
Jun 20, 2022 112 Exhibit 53 (1)
Jun 20, 2022 113 Main Document (7)
Docket Text: TRIAL BRIEF Declaration of Fiona Zhou. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 01 Holder, # (2) Exhibit DX 02, # (3) Exhibit DX 03, # (4) Exhibit DX 04, # (5) Exhibit DX 05, # (6) Exhibit DX 06, # (7) Exhibit DX 07, # (8) Exhibit DX 08, # (9) Exhibit DX 09, # (10) Exhibit DX 10 Holder, # (11) Exhibit DX 11 Holder, # (12) Exhibit DX 12 Holder, # (13) Exhibit DX 13, # (14) Exhibit DX 14).(Xu, Yue)
Jun 20, 2022 113 Exhibit DX 01 Holder (1)
Jun 20, 2022 113 Exhibit DX 02 (6)
Jun 20, 2022 113 Exhibit DX 03 (4)
Jun 20, 2022 113 Exhibit DX 04 (61)
Jun 20, 2022 113 Exhibit DX 05 (17)
Jun 20, 2022 113 Exhibit DX 06 (18)
Jun 20, 2022 113 Exhibit DX 07 (19)
Jun 20, 2022 113 Exhibit DX 08 (5)
Jun 20, 2022 113 Exhibit DX 09 (40)
Jun 20, 2022 113 Exhibit DX 10 Holder (1)
Jun 20, 2022 113 Exhibit DX 11 Holder (1)
Jun 20, 2022 113 Exhibit DX 12 Holder (1)
Jun 20, 2022 113 Exhibit DX 13 (5)
Jun 20, 2022 113 Exhibit DX 14 (3)
Jun 20, 2022 114 Main Document (72)
Docket Text: TRIAL BRIEF Trial Brief. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit DX 15, # (2) Exhibit DX 16, # (3) Exhibit DX 17, # (4) Exhibit DX 18, # (5) Exhibit DX 19, # (6) Exhibit DX 20, # (7) Exhibit DX 21, # (8) Exhibit DX 22, # (9) Exhibit DX 23, # (10) Exhibit DX 24, # (11) Exhibit DX 25, # (12) Exhibit DX 26, # (13) Exhibit DX 27, # (14) Exhibit DX 28, # (15) Exhibit DX 29, # (16) Exhibit DX 30, # (17) Exhibit DX 31, # (18) Exhibit DX 32, # (19) Exhibit DX 33, # (20) Exhibit DX 34, # (21) Exhibit DX 35, # (22) Exhibit DX 36, # (23) Exhibit DX 37, # (24) Exhibit DX 38, # (25) Exhibit DX 39, # (26) Exhibit DX 40, # (27) Exhibit DX 41, # (28) Exhibit DX 42).(Xu, Yue)
Jun 20, 2022 114 Exhibit DX 15 (10)
Jun 20, 2022 114 Exhibit DX 16 (23)
Jun 20, 2022 114 Exhibit DX 17 (19)
Jun 20, 2022 114 Exhibit DX 18 (26)
Jun 20, 2022 114 Exhibit DX 19 (22)
Jun 20, 2022 114 Exhibit DX 20 (139)
Jun 20, 2022 114 Exhibit DX 21 (216)
Jun 20, 2022 114 Exhibit DX 22 (24)
Jun 20, 2022 114 Exhibit DX 23 (3)
Jun 20, 2022 114 Exhibit DX 24 (34)
Jun 20, 2022 114 Exhibit DX 25 (3)
Jun 20, 2022 114 Exhibit DX 26 (2)
Jun 20, 2022 114 Exhibit DX 27 (79)
Jun 20, 2022 114 Exhibit DX 28 (66)
Jun 20, 2022 114 Exhibit DX 29 (23)
Jun 20, 2022 114 Exhibit DX 30 (5)
Jun 20, 2022 114 Exhibit DX 31 (2)
Jun 20, 2022 114 Exhibit DX 32 (12)
Jun 20, 2022 114 Exhibit DX 33 (56)
Jun 20, 2022 114 Exhibit DX 34 (8)
Jun 20, 2022 114 Exhibit DX 35 (113)
Jun 20, 2022 114 Exhibit DX 36 (1)
Jun 20, 2022 114 Exhibit DX 37 (3)
Jun 20, 2022 114 Exhibit DX 38 (4)
Jun 20, 2022 114 Exhibit DX 39 (5)
Jun 20, 2022 114 Exhibit DX 40 (7)
Jun 20, 2022 114 Exhibit DX 41 (50)
Jun 20, 2022 114 Exhibit DX 42 (5)
Jun 17, 2022 110 Main Document (7)
Docket Text: FILING ERROR - DEFICIENT DOCKET ENTRY (SEE [111] Memorandum) - SUPPLEMENTAL MEMORANDUM OF LAW in Support re: [90] Trial Brief . Document filed by Global Association of Risk Professionals, Inc. (Attachments: # (1) Exhibit 1 - Hines Deposition Excerpts, # (2) Exhibit 2 - USPTO Cases).(Shimanoff, Eric) Modified on 6/17/2022 (db). As per ECF Error Email correspondence received on 6/17/22 @ 3:05pm. Non representing attorney login used.
Jun 17, 2022 110 Exhibit 1 - Hines Deposition Excerpts (39)
Jun 17, 2022 110 Exhibit 2 - USPTO Cases (41)
Jun 17, 2022 111 Main Document (7)
Docket Text: SUPPLEMENTAL MEMORANDUM OF LAW in Support re: [90] Trial Brief . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit 1 - Hines Deposition Excerpts, # (2) Exhibit 2 - USPTO Cases).(Doyle, Kieran)
Jun 17, 2022 111 Exhibit 1 - Hines Deposition Excerpts (39)
Jun 17, 2022 111 Exhibit 2 - USPTO Cases (41)
Jun 14, 2022 109 Memo Endorsement (2)
Docket Text: MEMO ENDORSEMENT on re: [108] Reply to Response to Motion, filed by Global Institute of Financial Professionals. ENDORSEMENT: Application DENIED. SO ORDERED. (Signed by Judge P. Kevin Castel on 6/14/2022) (tg)
Jun 10, 2022 105 Main Document (51)
Docket Text: TRIAL BRIEF , unredacted version of Dkt. No. 90. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 57, # (2) Exhibit PX 58).(Doyle, Kieran)
Jun 10, 2022 105 Exhibit PX 57 (36)
Jun 10, 2022 105 Exhibit PX 58 (6)
Jun 10, 2022 106 Main Document (2)
Docket Text: DECLARATION of William May re: [90] Trial Brief , unredacted version of Dkt. No. 93. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 30, # (2) Exhibit PX 31, # (3) Exhibit PX 32).(Doyle, Kieran)
Jun 10, 2022 106 Exhibit PX 30 (85)
Jun 10, 2022 106 Exhibit PX 31 (47)
Jun 10, 2022 106 Exhibit PX 32 (67)
Jun 10, 2022 107 Letter (2)
Docket Text: SECOND LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated June 10, 2022 re: Defendant's Opposition to GARP's request for leave to file a Supplemental Trial Brief. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Jun 10, 2022 108 Reply to Response to Motion (2)
Docket Text: LETTER REPLY to Response to Motion addressed to Judge P. Kevin Castel from YUE XU re: [102] LETTER MOTION for Leave to File Supplemental Trial Brief addressed to Judge P. Kevin Castel from Kieran G. Doyle dated June 9, 2022. Letter response to Doc #107. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Jun 9, 2022 102 Motion for Leave to File Document (2)
Docket Text: LETTER MOTION for Leave to File Supplemental Trial Brief addressed to Judge P. Kevin Castel from Kieran G. Doyle dated June 9, 2022. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Jun 9, 2022 103 Order on Motion for Leave to File Document (2)
Docket Text: ORDER: granting [102] Letter Motion for Leave to File Document. Application Granted. (Signed by Judge P. Kevin Castel on 6/09/2022) (ama)
Jun 9, 2022 104 Response to Motion (2)
Docket Text: LETTER RESPONSE to Motion addressed to Judge P. Kevin Castel from YUE XU dated 2022-06-09 re: [102] LETTER MOTION for Leave to File Supplemental Trial Brief addressed to Judge P. Kevin Castel from Kieran G. Doyle dated June 9, 2022. Defendant's opposition. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
Jun 8, 2022 101 Order on Motion to Withdraw as Attorney (1)
Docket Text: ORDER ALLOWING WITHDRAWAL granting [86] Motion to Withdraw as Attorney. On May 19, 2022, Andrew David Bochner, Serge Krimnus, Paul L. Fraulo, and Bochner IP, PLLC filed a motion for leave to withdraw as counsel for Defendant. Having considered the record and arguments in this matter, the Court hereby grants counsels' motion. Andrew David Bochner, Serge Krimnus, Paul L. Fraulo, and Bochner IP, PLLC are hereby granted leave to withdraw as counsel for Defendant. The Clerk of the Court is therefore respectfully directed to terminate the motion. SO ORDERED. Attorney Serge Krimnus; Andrew David Bochner and Paul L. Fraulo terminated. (Signed by Judge P. Kevin Castel on 6/8/2022) (tg)
May 29, 2022 100 Reply Affirmation in Support of Motion (1)
Docket Text: REPLY AFFIRMATION of Defendant in Support re: [86] MOTION for Andrew D. Bochner, Serge Krimnus, and Paul L. Fraulo to Withdraw as Attorney .. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
May 26, 2022 99 Motion for Discovery (2)
Docket Text: LETTER MOTION for Discovery request to reconsider the ruling on 5/24/22 addressed to Judge P. Kevin Castel from Yue Xu dated 5/26/2022. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
May 25, 2022 98 Affidavit of Service Other (1)
Docket Text: AFFIDAVIT OF SERVICE of Motion to Withdraw and associated filings served on Global Institute of Financial Professionals on May 25, 2022. Service was made by Electronic Mail. Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
May 24, 2022 N/A Motion Hearing (0)
Docket Text: Minute Entry for proceedings held before Judge P. Kevin Castel: Motion Hearing held on 5/24/2022. Appearing for plaintiff: Kieran Doyle, Jeremy Berman. Appearing for defendant: Andrew Bochner, Serge Krimnus, Yue Xu. Reporter: Raquel Robles. Plaintiffs motion to compel is granted and defendants motion to quash is denied. Mr. P. Jay Hines is ordered to appear for a 4 hour remote deposition to be held within the next 30 days. Plaintiffs motion for attorneys fees and costs is denied without prejudice to renewal at the end of the case. The Bochner Law Firm shall file an affidavit of service on their client of the motion to withdraw, and any objection by the client must be filed within 7 days of service. See transcript. Final pre-trial conference to proceed as scheduled on July 28, 2022 at 11:00 a.m. in Courtroom 11D. DE 61, DE 68, DE 79 and DE 80 are terminated. (Court Reporter Raquel Robles) (Nacanther, Florence) Modified on 5/25/2022 (Landers, Rigoberto).
May 23, 2022 96 Main Document (2)
Docket Text: AFFIDAVIT of Jay Hines in Opposition re: [80] LETTER MOTION for Discovery to Quash and In Opposition to Plaintiffs Motion to Compel and Sanction addressed to Judge P. Kevin Castel from Yue Xu dated 5/16/2022.. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Civil Cover Sheet Cover letter for affidavit).(Xu, Yue)
May 23, 2022 96 Civil Cover Sheet Cover letter for affidavit (1)
May 20, 2022 90 Main Document (51)
Docket Text: TRIAL BRIEF . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 57, # (2) Exhibit PX 58).(Doyle, Kieran)
May 20, 2022 90 Exhibit PX 57 (36)
May 20, 2022 90 Exhibit PX 58 (6)
May 20, 2022 91 Main Document (8)
Docket Text: DECLARATION of Richard Apostolik re: [90] Trial Brief . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 1, # (2) Exhibit PX 2, # (3) Exhibit PX 3, # (4) Exhibit PX 4, # (5) Exhibit PX 5, # (6) Exhibit PX 6, # (7) Exhibit PX 7, # (8) Exhibit PX 8).(Doyle, Kieran)
May 20, 2022 91 Exhibit PX 1 (7)
May 20, 2022 91 Exhibit PX 2 (11)
May 20, 2022 91 Exhibit PX 3 (125)
May 20, 2022 91 Exhibit PX 4 (8)
May 20, 2022 91 Exhibit PX 5 (3)
May 20, 2022 91 Exhibit PX 6 (25)
May 20, 2022 91 Exhibit PX 7 (228)
May 20, 2022 91 Exhibit PX 8 (74)
May 20, 2022 92 Main Document (9)
Docket Text: DECLARATION of Michael Sell re: [90] Trial Brief . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 9, # (2) Exhibit PX 10, # (3) Exhibit PX 11, # (4) Exhibit PX 12, # (5) Exhibit PX 13, # (6) Exhibit PX 14, # (7) Exhibit PX 15, # (8) Exhibit PX 16, # (9) Exhibit PX 17, # (10) Exhibit PX 18, # (11) Exhibit PX 19, # (12) Exhibit PX 20, # (13) Exhibit PX 21, # (14) Exhibit PX 22, # (15) Exhibit PX 23, # (16) Exhibit PX 24, # (17) Exhibit PX 25, # (18) Exhibit PX 26, # (19) Exhibit PX 27, # (20) Exhibit PX 28, # (21) Exhibit PX 29).(Doyle, Kieran)
May 20, 2022 92 Exhibit PX 9 (10)
May 20, 2022 92 Exhibit PX 10 (11)
May 20, 2022 92 Exhibit PX 11 (30)
May 20, 2022 92 Exhibit PX 12 (40)
May 20, 2022 92 Exhibit PX 13 (112)
May 20, 2022 92 Exhibit PX 14 (5)
May 20, 2022 92 Exhibit PX 15 (70)
May 20, 2022 92 Exhibit PX 16 (58)
May 20, 2022 92 Exhibit PX 17 (6)
May 20, 2022 92 Exhibit PX 18 (2)
May 20, 2022 92 Exhibit PX 19 (13)
May 20, 2022 92 Exhibit PX 20 (6)
May 20, 2022 92 Exhibit PX 21 (15)
May 20, 2022 92 Exhibit PX 22 (16)
May 20, 2022 92 Exhibit PX 23 (13)
May 20, 2022 92 Exhibit PX 24 (6)
May 20, 2022 92 Exhibit PX 25 (42)
May 20, 2022 92 Exhibit PX 26 (29)
May 20, 2022 92 Exhibit PX 27 (51)
May 20, 2022 92 Exhibit PX 28 (41)
May 20, 2022 92 Exhibit PX 29 (5)
May 20, 2022 93 Main Document (2)
Docket Text: DECLARATION of William May re: [90] Trial Brief . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 30, # (2) Exhibit PX 31, # (3) Exhibit PX 32).(Doyle, Kieran)
May 20, 2022 93 Exhibit PX 30 (85)
May 20, 2022 93 Exhibit PX 31 (47)
May 20, 2022 93 Exhibit PX 32 (67)
May 20, 2022 94 Main Document (8)
Docket Text: DECLARATION of Glenn Spencer Bacal in Opposition re: [90] Trial Brief. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit PX 33, # (2) Exhibit PX 34, # (3) Exhibit PX 35, # (4) Exhibit PX 36, # (5) Exhibit PX 37, # (6) Exhibit PX 38, # (7) Exhibit PX 39, # (8) Exhibit PX 40, # (9) Exhibit PX 41, # (10) Exhibit PX 42, # (11) Exhibit PX 43, # (12) Exhibit PX 44, # (13) Exhibit PX 45, # (14) Exhibit PX 46, # (15) Exhibit PX 47, # (16) Exhibit PX 48, # (17) Exhibit PX 49, # (18) Exhibit PX 50, # (19) Exhibit PX 51, # (20) Exhibit PX 52, # (21) Exhibit PX 53, # (22) Exhibit PX 54, # (23) Exhibit PX 55, # (24) Exhibit PX 56).(Doyle, Kieran)
May 20, 2022 94 Exhibit PX 33 (6)
May 20, 2022 94 Exhibit PX 34 (4)
May 20, 2022 94 Exhibit PX 35 (12)
May 20, 2022 94 Exhibit PX 36 (6)
May 20, 2022 94 Exhibit PX 37 (7)
May 20, 2022 94 Exhibit PX 38 (7)
May 20, 2022 94 Exhibit PX 39 (7)
May 20, 2022 94 Exhibit PX 40 (6)
May 20, 2022 94 Exhibit PX 41 (5)
May 20, 2022 94 Exhibit PX 42 (5)
May 20, 2022 94 Exhibit PX 43 (58)
May 20, 2022 94 Exhibit PX 44 (3)
May 20, 2022 94 Exhibit PX 45 (28)
May 20, 2022 94 Exhibit PX 46 (15)
May 20, 2022 94 Exhibit PX 47 (6)
May 20, 2022 94 Exhibit PX 48 (6)
May 20, 2022 94 Exhibit PX 49 (6)
May 20, 2022 94 Exhibit PX 50 (10)
May 20, 2022 94 Exhibit PX 51 (6)
May 20, 2022 94 Exhibit PX 52 (6)
May 20, 2022 94 Exhibit PX 53 (8)
May 20, 2022 94 Exhibit PX 54 (8)
May 20, 2022 94 Exhibit PX 55 (8)
May 20, 2022 94 Exhibit PX 56 (4)
May 20, 2022 95 Main Document (11)
Docket Text: DECLARATION of Kieran G. Doyle in Support re: [61] LETTER MOTION for Conference and Sanctions addressed to Judge P. Kevin Castel from Kieran G. Doyle dated March 16, 2022.. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M, # (14) Exhibit N, # (15) Exhibit O, # (16) Exhibit P).(Doyle, Kieran)
May 20, 2022 95 Exhibit A (101)
May 20, 2022 95 Exhibit B (6)
May 20, 2022 95 Exhibit C (4)
May 20, 2022 95 Exhibit D (4)
May 20, 2022 95 Exhibit E (3)
May 20, 2022 95 Exhibit F (10)
May 20, 2022 95 Exhibit G (6)
May 20, 2022 95 Exhibit H (18)
May 20, 2022 95 Exhibit I (5)
May 20, 2022 95 Exhibit J (6)
May 20, 2022 95 Exhibit K (4)
May 20, 2022 95 Exhibit L (9)
May 20, 2022 95 Exhibit M (2)
May 20, 2022 95 Exhibit N (1)
May 20, 2022 95 Exhibit O (2)
May 20, 2022 95 Exhibit P (4)
May 19, 2022 86 Main Document (2)
Docket Text: MOTION for Andrew D. Bochner, Serge Krimnus, and Paul L. Fraulo to Withdraw as Attorney . Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Text of Proposed Order Proposed Order).(Bochner, Andrew)
May 19, 2022 86 Text of Proposed Order Proposed Order (1)
May 19, 2022 87 Motion to Seal (1)
Docket Text: LETTER MOTION to Seal addressed to Judge P. Kevin Castel from Andrew D. Bochner dated May 19, 2022. Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
May 19, 2022 89 Order (1)
Docket Text: ORDER: Andrew Bochner and Yue Xu both shall appear in Courtroom 11D on May 24 at 3:30 PM. SO ORDERED., ( Oral Argument set for 5/24/2022 at 03:30 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 5/19/2022) (ama)
May 18, 2022 84 Memo Endorsement (1)
Docket Text: MEMO ENDORSEMENT: on re: [81] Letter filed by Global Association of Risk Professionals, ENDORSEMENT: Application Granted. SO ORDERED., ( Motions due by 5/20/2022., Final Pretrial Conference set for 7/28/2022 at 11:00 AM before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 5/18/2022) (ama)
May 18, 2022 85 Order (1)
Docket Text: ORDER: Oral argument on plaintiff's motion to compel is scheduled for May 24, 2022 at 3:30 PM in Courtroom 11D. SO ORDERED., ( Oral Argument set for 5/24/2022 at 03:30 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 5/18/2022) (ama)
May 17, 2022 80 Motion for Discovery (15)
Docket Text: LETTER MOTION for Discovery to Quash and In Opposition to Plaintiffs Motion to Compel and Sanction addressed to Judge P. Kevin Castel from Yue Xu dated 5/16/2022. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
May 17, 2022 81 Letter (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 17, 2022 re: Proposed Procedure for Handling Confidential Information. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
May 17, 2022 82 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 17, 20222 re: Motion to Compel and Docket Nos. 79 and 80. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
May 17, 2022 83 Letter (30)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 17, 2022 re: Motion to Compel and Docket Nos. 79 and 80 - CORRECTED. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
May 16, 2022 79 Motion for Discovery (6)
Docket Text: LETTER MOTION for Discovery to Quash and In Opposition to Plaintiffs Motion to Compel and Sanction addressed to Judge P. Kevin Castel from Yue Xu dated 5/16/2022. Document filed by Global Institute of Financial Professionals..(Xu, Yue)
May 13, 2022 N/A Notice Regarding Pro Hac Vice Motion (0)
Docket Text:>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [77] MOTION for Yue Xu to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
May 13, 2022 N/A Order on Motion to Appear Pro Hac Vice (0)
Docket Text: ORDER granting [77] Motion for Yue Xu to Appear Pro Hac Vice (HEREBY ORDERED by Judge P. Kevin Castel)(Text Only Order) (Nacanther, Florence)
May 12, 2022 76 Main Document (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 12, 2022 re: Plaintiff's Motion to Compel P. Jay Hines to Testify. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A - Plaintiff's Motion to Compel Compliance with Subpoena, for Sanctions, and for Transfer of this Motion to the Southern District of New York for Decision, filed on April 1, 2022, # (2) Exhibit B - Memorandum in Support of Plaintiff's Motion to Compel Compliance with Subpoena, for Sanctions and for Transfer of this Motion to the Southern District of New York for Decision, filed on April 1, 2022, # (3) Exhibit C - Cross Motion to Quash, filed by Defendant Global Institute of Financial Professionals (Defendant) and P. Jay Hines on April 19, 2022, # (4) Exhibit D - Defendant's Memorandum in Opposition to Plaintiff's Motion to Compel Compliance with Subpoena, for Sanctions, and for Transfer of this Motion to the Southern District of New York for Decision and in Support of its Cross-Motion to Quash, # (5) Exhibit E - Plaintiff's Combined Reply in Support of its Motion to Compel Compliance with Subpoena and Response to Hines' and Defendant's Cross-Motion to Quash, filed on April 19, 202, # (6) Exhibit F - Defendant's Reply Memorandum in Further Support of Cross-Motion to Quash, filed April 28, 2022).(Doyle, Kieran)
May 12, 2022 76 Exhibit A - Plaintiff's Motion to Compel Compliance with Subpoena, for Sanc (5)
May 12, 2022 76 Exhibit B - Memorandum in Support of Plaintiff's Motion to Compel Complianc (98)
May 12, 2022 76 Exhibit C - Cross Motion to Quash, filed by Defendant Global Institute of Financ (3)
May 12, 2022 76 Exhibit D - Defendant's Memorandum in Opposition to Plaintiff's Motion (69)
May 12, 2022 76 Exhibit E - Plaintiff's Combined Reply in Support of its Motion to Compel C (25)
May 12, 2022 76 Exhibit F - Defendant's Reply Memorandum in Further Support of Cross-Motion (10)
May 12, 2022 77 Main Document (1)
Docket Text: MOTION for Yue Xu to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Affidavit Affidavit of Yue Xu PHV, # (2) Text of Proposed Order Proposed order Yue Xu PHV, # (3) Exhibit Certificate of Standing Yue Xu PHV).(Xu, Yue)
May 12, 2022 77 Affidavit Affidavit of Yue Xu PHV (3)
May 12, 2022 77 Text of Proposed Order Proposed order Yue Xu PHV (1)
May 12, 2022 77 Exhibit Certificate of Standing Yue Xu PHV (1)
May 11, 2022 N/A Notice Regarding Deficient Motion to Appear Pro Hac vice (0)
Docket Text:>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [71] FIRST MOTION for Yue Xu to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26123193. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): Missing Notarized Affidavit or Declaration in Support of Motion;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (sgz)
May 11, 2022 74 Order (2)
Docket Text: ORDER, Plaintiffs direct testimony by affidavit, trial brief, and any other motions are due May 20, 2022 (single consolidated trial brief and brief in support of motions may be up to 40 pages in length). Defendant's direct testimony by affidavit, trial brief, and any other motions and response to plaintiff's motions are due June 20, 2022 (single consolidated trial brief and brief in support of defendant's motions and in oppositions to plaintiff motions may be up to 60 pages in length). Plaintiffs' reply in further support of its motions and in opposition to defendants' motions due July 20, 2022 (single consolidated brief may be up to 30 pages in length). Defendant may reply on plaintiff's motion by July 29, 2022 (brief may be up to 10 pages in length.) The proposed joint pre-trial order ("JPTO") shall be filed by the plaintiff by July 29, 2022. Plaintiff shall transmit its portion of the JPTO to defendant in MS Word format by July 11, 2022 and defendant shall submit its portion of the JPTO to plaintiff in MS Word format by July 20, 2022. The Court expects trial counsel to meet and confer on the stipulation portion of the JPTO for no less than two hours. SO ORDERED. ( Cross Motions due by 6/20/2022., Motions due by 5/20/2022., Proposed Pretrial Order due by 7/29/2022., Responses due by 6/20/2022, Replies due by 7/29/2022.) (Signed by Judge P. Kevin Castel on 5/11/22) (yv)
May 11, 2022 75 Memo Endorsement (1)
Docket Text: MEMO ENDORSEMENT on re: [73] Letter Transfer of Plaintiff's Motion from the USDC-Eastern District of Virginia to this Court for an Order Compelling P. J. Hines to Testify, filed by Global Association of Risk Professionals, Inc. ENDORSEMENT : Submit all motion papers in support in opposition to the Court in five days. So Ordered. (Signed by Judge P. Kevin Castel on 5/11/22) (yv)
May 10, 2022 71 Main Document (1)
Docket Text: FILING ERROR - DEFICIENT DOCKET ENTRY - FIRST MOTION for Yue Xu to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26123193. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Affidavit Affidavit of Yue Xu PHV, # (2) Exhibit Certificate of Standing Yue Xu PHV, # (3) Text of Proposed Order Proposed order Yue XU PHV).(Xu, Yue) Modified on 5/11/2022 (sgz).
May 10, 2022 71 Affidavit Affidavit of Yue Xu PHV (1)
May 10, 2022 71 Exhibit Certificate of Standing Yue Xu PHV (1)
May 10, 2022 71 Text of Proposed Order Proposed order Yue XU PHV (1)
May 10, 2022 72 Letter (3)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 10, 2022 re: Clarification of Minute Entry of April 14, 2022. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
May 10, 2022 73 Letter (21)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated May 10, 2022 re: Transfer of Plaintiff's Motion from the USDC-Eastern District of Virginia to this Court for an Order Compelling P. J. Hines to Testify. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Apr 14, 2022 N/A Case Management Conference (0)
Docket Text: Minute Entry for proceedings held before Judge P. Kevin Castel: Case Management Conference held on 4/14/2022. Plaintiff attys: Sean Garrison, Kiernan DoyleDefense attys: Andrew Bochner, Paul Fraulo.Plaintiffs direct testimony by affidavit, trial brief, and any other motions due May 20, 2022 (may be up to 40 pages in length). Defendants direct testimony by affidavit, trial brief, and any other motions and response to plaintiffs motions due June 20, 2022 (brief may be up to 40 pages in length).Plaintiffs reply on defense motions due June 30, 2022 (brief may be up to 20 pages in length).Submission to the Court of the joint pre-trial order due July 11, 2022Final pre-trial conference scheduled for July 28, 2022 at 11 AM in Courtroom 11D (Nacanther, Florence)
Apr 14, 2022 70 Letter (3)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Andrew D. Bochner dated April 14, 2022 re: Defendant's Response to Plaintiffs Pre-Motion Letter Re: Summary Judgment. Document filed by Global Institute of Financial Professionals..(Fraulo, Paul)
Apr 13, 2022 69 Letter (3)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated April 13, 2022 re: Response to GIFP's Letter, Dkt. No. 68, Re GIFP's Anticipated Summary Judgment Motion. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Apr 8, 2022 67 Letter (7)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated April 8, 2022 re: Pre-Motion Letter. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Apr 8, 2022 68 Motion for Conference (3)
Docket Text: LETTER MOTION for Conference re: Defendant's Motion for Summary Judgment addressed to Judge P. Kevin Castel from Andrew D. Bochner dated April 8, 2022. Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
Apr 4, 2022 66 Order on Motion to Seal (2)
Docket Text: ORDER: denying [65] Letter Motion to Seal. Application DENIED. Plaintiff is seeking sanctions for Mr Hines's non-appearance at his deposition in a motion filed in the E.D. Va. that it seeks to have transferred to this Court. The Court notes that if either party seeks an adjournment of the dates in this Court's Case Management Plan and Scheduling Order, it should consult with opposing counsel and it then may make application to the Court by a simple letter motion. Mr. Hines's several reasons for non-appearance are central to the matter. This was far from the gratuitous insertion of collateral material. SO ORDERED.. (Signed by Judge P. Kevin Castel on 4/04/2022) (ama)
Apr 1, 2022 64 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Kieran G. Doyle dated April 1, 2022 re: A Related Case. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Mar 21, 2022 63 Main Document (4)
Docket Text: MEMORANDUM OF LAW in Opposition re: [61] LETTER MOTION for Conference and Sanctions addressed to Judge P. Kevin Castel from Kieran G. Doyle dated March 16, 2022. . Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Fraulo Declaration, # (2) Fraulo Decl. Ex A, # (3) Fraulo Decl. Ex B).(Krimnus, Serge)
Mar 21, 2022 63 Fraulo Declaration (2)
Mar 21, 2022 63 Fraulo Decl. Ex A (2)
Mar 21, 2022 63 Fraulo Decl. Ex B (2)
Mar 16, 2022 61 Motion for Conference (8)
Docket Text: LETTER MOTION for Conference and Sanctions addressed to Judge P. Kevin Castel from Kieran G. Doyle dated March 16, 2022. Document filed by Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Mar 16, 2022 62 Main Document (5)
Docket Text: DECLARATION of Kieran G. Doyle in Support re: [61] LETTER MOTION for Conference and Sanctions addressed to Judge P. Kevin Castel from Kieran G. Doyle dated March 16, 2022.. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A - Amended RFA Responses, # (2) Exhibit B - Wenshi Tang Deposition Notice, # (3) Exhibit C - Yuki Peng Deposition Notice, # (4) Exhibit D - Asking about English and location, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H).(Doyle, Kieran)
Mar 16, 2022 62 Exhibit A - Amended RFA Responses (101)
Mar 16, 2022 62 Exhibit B - Wenshi Tang Deposition Notice (4)
Mar 16, 2022 62 Exhibit C - Yuki Peng Deposition Notice (4)
Mar 16, 2022 62 Exhibit D - Asking about English and location (3)
Mar 16, 2022 62 Exhibit E (10)
Mar 16, 2022 62 Exhibit F (6)
Mar 16, 2022 62 Exhibit G (18)
Mar 16, 2022 62 Exhibit H (5)
Jan 28, 2022 60 Order on Motion for Discovery (1)
Docket Text: ORDER: denying [57] Letter Motion for Discovery. Having reviewed plaintiff's First Set of Requests for Admission, the Court will allow them to stand provided that defendant has 45 days from the date of this Order to respond. In the future, plaintiffs shall comply with Local Civil Rule 26.3(a)("No discovery request shall use broader definitions or rules of construction than those set forth in paragraphs (c) and (d).") Letter motion (Doc 57) is DENIED, except defendant will have 45 days from this Order to respond to the Requests to Admit and plaintiff shall serve no other Request to Admit without leave of this Court. SO ORDERED. (Signed by Judge P. Kevin Castel on 1/27/2022) (ama)
Jan 20, 2022 58 Main Document (4)
Docket Text: LETTER RESPONSE to Motion addressed to Judge P. Kevin Castel from Dasha Chestukhin dated 1/20/2022 re: [57] LETTER MOTION for Discovery (Protective Order re Plaintiff's 430 RFAs) addressed to Judge P. Kevin Castel from Serge Krimnus dated January 17, 2022. . Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A).(Chestukhin, Dasha)
Jan 20, 2022 58 Exhibit A (4)
Jan 20, 2022 59 Answer to Counterclaim (8)
Docket Text: ANSWER to [54] Counterclaim. Document filed by Global Association of Risk Professionals, Inc...(Garrison, Sean)
Jan 17, 2022 57 Main Document (3)
Docket Text: LETTER MOTION for Discovery (Protective Order re Plaintiff's 430 RFAs) addressed to Judge P. Kevin Castel from Serge Krimnus dated January 17, 2022. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Plaintiff's First Set of Requests for Admission).(Krimnus, Serge)
Jan 17, 2022 57 Plaintiff's First Set of Requests for Admission (38)
Jan 7, 2022 55 Notice (Other) (1)
Docket Text: NOTICE of Dismissal of Counterclaim XI Pursuant to FRCP 41(c) re: [54] Amended Answer to Complaints, Counterclaim. Document filed by Global Institute of Financial Professionals..(Fraulo, Paul)
Jan 6, 2022 54 Amended Answer to Complaints (15)
Docket Text: AMENDED ANSWER to [1] Complaint, with JURY DEMAND., COUNTERCLAIM against Global Association of Risk Professionals, Inc.. Document filed by Global Institute of Financial Professionals..(Fraulo, Paul)
Dec 22, 2021 N/A Set/Reset Hearings (0)
Docket Text: Set/Reset Hearings: Telephone Conference set for 4/14/2022 at 11:00 AM before Judge P. Kevin Castel. (yv)
Dec 22, 2021 53 Order on Motion for Extension of Time to Complete Discovery (1)
Docket Text: ORDER granting [51] Letter Motion for Extension of Time to Complete Discovery. The Case Management Plan and Scheduling Order of September 3, 2021 is modified as follows: The following dates are adjusted: paragraph 5 is extended to March 25, 2022; paragraph 6(a) is extended to March 25, 2022; paragraph 6(d) is extended to February 25, 2022 and paragraph 7(a) is extended to May 6, 2022. The conference scheduled in paragraph 13 is adjourned to April 14, 2022 at 11am telephonically. No reference has been made in this matter to the designated Magistrate Judge. Letter motion (Doc 51) should be terminated. SO ORDERED. (Signed by Judge P. Kevin Castel on 12/22/21) (yv)
Dec 21, 2021 51 Motion for Extension of Time to Complete Discovery (3)
Docket Text: LETTER MOTION for Extension of Time to Complete Discovery addressed to Magistrate Judge Katharine H. Parker from Andrew D. Bochner dated December 21, 2021. Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
Dec 21, 2021 52 Letter (4)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated December 21, 2021 re: GIFP's Letter Motion for Extension of Discovery Deadlines, Dkt. No. 51. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Dec 17, 2021 50 Order on Motion for Conference (2)
Docket Text: ORDER: terminating [38] Letter Motion for Conference re: [38] LETTER MOTION for Conference Seeking Leave to File Motion for Judgment on the Pleadings and to Strike. addressed to Judge P. Kevin Castel from Serge Krimnus dated November 24, 2021., [40] LETTER MOTION for Conference re: [39] Letter, seeking clarification. addressed to Judge P. Kevin Castel from Serge Krimnus dated December 1, 2021., [44] MOTION to Amend/Correct [12] Answer to Complaint. ; terminating [40] Letter Motion for Conference re: [38] LETTER MOTION for Conference Seeking Leave to File Motion for Judgment on the Pleadings and to Strike. addressed to Judge P. Kevin Castel from Serge Krimnus dated November 24, 2021., [40] LETTER MOTION for Conference re: [39] Letter, seeking clarification. addressed to Judge P. Kevin Castel from Serge Krimnus dated December 1, 2021., [44] MOTION to Amend/Correct [12] Answer to Complaint.; granting [44] Motion to Amend/Correct [38] LETTER MOTION for Conference Seeking Leave to File Motion for Judgment on the Pleadings and to Strike. addressed to Judge P. Kevin Castel from Serge Krimnus dated November 24, 2021., [40] LETTER MOTION for Conference re: [39] Letter seeking clarification. addressed to Judge P. Kevin Castel from Serge Krimnus dated December 1, 2021., [44] MOTION to Amend/Correct [12] Answer to Complaint. The Court has reviewed and considered the correspondence of the parties (Docs 38, 39, 40, 41, 43, 45, 47) and the motion to amend the answer, opposition and reply (Docs 44, 48 and 49). Fact discovery in this trademark action ends on February 4, 2022, about six weeks away. The Court has set a conference in this case for February 25, 2022. Defendant seeks to file a motion judgment on the pleadings. Judging by the tenor of the correspondence, if it came to pass that the motion for judgment on the pleadings was denied, there would likely be a motion for summary judgment. For reasons of judicial efficiency, the Court concludes that the motion for judgment on the pleadings ought to be deferred andjoined with a motion for summary judgment. Defendant's motion to amend its answer and counterclaim is GRANTED subject to plaintiffs right to move to dismiss the counterclaim. A motion to dismiss the counterclaim ought to be deferred and joined with any motion for summary judgment at the close of discovery. The issues in this litigation are capable of resolution by the parties and the parties ought to focus their efforts on doing so, rather than incurring ever increasing legal fees. Motions (Doc 38,40 & 44) should be terminated in accordance with this Order. SO ORDERED.. (Signed by Judge P. Kevin Castel on 12/16/2021) (ama)
Dec 15, 2021 49 Reply Memorandum of Law in Support of Motion (10)
Docket Text: REPLY MEMORANDUM OF LAW in Support re: [44] MOTION to Amend/Correct [12] Answer to Complaint . . Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
Dec 10, 2021 48 Response in Opposition to Motion (16)
Docket Text: RESPONSE in Opposition to Motion re: [44] MOTION to Amend/Correct [12] Answer to Complaint . . Document filed by Global Association of Risk Professionals, Inc...(Garrison, Sean)
Dec 9, 2021 47 Letter (8)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated December 9, 2021 re: Plaintiff's Response to Court's Order dated December 6, 2021, Dkt. No. 46,. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Dec 6, 2021 46 Memo Endorsement (2)
Docket Text: MEMO ENDORSEMENT: on re: [41] Letter filed by Global Association of Risk Professionals, Inc. ENDORSEMENT: The Court is directing defendant apart from any requirement in its Individual Practices, to state the legal and factual basis in detail for its proposed opposition. This, among other things, will enable the Court to set a briefing schedule and may be useful in assessing any subsequent application to amend. File by December 9. SO ORDERED., ( Amended Pleadings due by 12/9/2021.) (Signed by Judge P. Kevin Castel on 12/06/2021) (ama)
Dec 3, 2021 44 Main Document (3)
Docket Text: MOTION to Amend/Correct [12] Answer to Complaint . Document filed by Global Institute of Financial Professionals. (Attachments: # (1) MEMO ISO Motion, # (2) Exhibit Proposed Amended Pleadings, # (3) Text of Proposed Order).(Bochner, Andrew)
Dec 3, 2021 44 MEMO ISO Motion (9)
Dec 3, 2021 44 Exhibit Proposed Amended Pleadings (15)
Dec 3, 2021 44 Text of Proposed Order (1)
Dec 3, 2021 45 Main Document (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Andrew D. Bochner dated December 3, 2021 re: Marked-to-Show Changes Copy of Defendants Proposed Amended Answer. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Exhibit).(Bochner, Andrew)
Dec 3, 2021 45 Exhibit (15)
Dec 2, 2021 42 Memo Endorsement (2)
Docket Text: MEMO ENDORSEMENT on re: [39] Letter, filed by Global Association of Risk Professionals, Inc. ENDORSEMENT: By December 20, 2021 plaintiff shall unambiguously state whether it seeks leave to amend its pleading. (Signed by Judge P. Kevin Castel on 12/1/2021) (ate)
Dec 2, 2021 43 Letter (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated December 2, 2021 re: Plaintiff's Response to Courts Order dated December 2, 2021, Dkt. No. 42. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Dec 1, 2021 N/A Mediation Conference (0)
Docket Text: Minute Entry for proceedings held before SDNY Mediation: Mediation Conference held on 12/1/2021. Mediation Status due by 1/3/2022. (ah)
Dec 1, 2021 40 Motion for Conference (2)
Docket Text: LETTER MOTION for Conference re: [39] Letter, seeking clarification addressed to Judge P. Kevin Castel from Serge Krimnus dated December 1, 2021. Document filed by Global Institute of Financial Professionals..(Krimnus, Serge)
Dec 1, 2021 41 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated December 1, 2021 re: Plaintiff's Response to Dkt. No. 40. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Nov 30, 2021 39 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated November 30, 2021 re: Defendants' Pre-Motion Letter Seeking Leave to File Motion for Judgment on the Pleadings and to Strike, Dkt. No. 38. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Nov 24, 2021 N/A Set/Reset Deadlines (0)
Docket Text: Set/Reset Deadlines: Motions due by 12/3/2021. Responses due by 12/10/2021 Replies due by 12/15/2021. (rro)
Nov 24, 2021 36 Order on Motion for Conference (3)
Docket Text: ORDER granting [31] Letter Motion for Conference re: [31] LETTER MOTION for Conference for leave to amend Answer and Assert Counterclaims addressed to Judge P. Kevin Castel from Andrew D. Bochner dated November 19, 2021. Defendant may move for leave to amend (which shall be accompanied by a marked-to-show changes copy) by December 3, 2021. Plaintiff may respond by December 10 and defendant may reply by December 15. Any amendment allowed by the Court would be without prejudice to plaintiff's right to dismiss. Letter motion (Doc. 31) is terminated. SO ORDERED. (Signed by Judge P. Kevin Castel on 11/23/2021) (rro)
Nov 24, 2021 37 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Serge Krimnus on behalf of Global Institute of Financial Professionals..(Krimnus, Serge)
Nov 24, 2021 38 Motion for Conference (3)
Docket Text: LETTER MOTION for Conference Seeking Leave to File Motion for Judgment on the Pleadings and to Strike addressed to Judge P. Kevin Castel from Serge Krimnus dated November 24, 2021. Document filed by Global Institute of Financial Professionals..(Krimnus, Serge)
Nov 23, 2021 33 Main Document (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated November 23, 2021 re: Protective Order. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Text of Proposed Order).(Chestukhin, Dasha)
Nov 23, 2021 33 Text of Proposed Order (9)
Nov 23, 2021 34 Protective Order (9)
Docket Text: PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge P. Kevin Castel on 11/23/2021) (tg)
Nov 23, 2021 35 Order on Motion to Withdraw as Attorney (2)
Docket Text: MEMO ENDORSEMENT on NOTICE OF MOTION granting [27] Motion to Withdraw as Attorney. Application granted. SO ORDERED. (Signed by Judge P. Kevin Castel on 11/23/2021) Attorney Ray Beckerman and Weitao Chen terminated (ks)
Nov 22, 2021 32 Letter (7)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated November 22, 2021 re: Plaintiffs Response to Defendants Pre-Motion Letter for Leave to Amend Answer - Docket No. 31. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Nov 19, 2021 31 Motion for Conference (3)
Docket Text: LETTER MOTION for Conference for leave to amend Answer and Assert Counterclaims addressed to Judge P. Kevin Castel from Andrew D. Bochner dated November 19, 2021. Document filed by Global Institute of Financial Professionals..(Bochner, Andrew)
Nov 17, 2021 N/A Mediation Conference Scheduled/Re-Scheduled (0)
Docket Text: FIRST MEDIATION CONFERENCE. Mediation Conference scheduled for 12/1/2021 at 10:00 AM in telephone or video conference. (sb)
Nov 4, 2021 29 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Andrew David Bochner on behalf of Global Institute of Financial Professionals..(Bochner, Andrew)
Nov 4, 2021 30 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Paul L. Fraulo on behalf of Global Institute of Financial Professionals..(Fraulo, Paul)
Nov 3, 2021 N/A Mediation Conference Not Held (0)
Docket Text: MEDIATION CONFERENCE NOT HELD Mediation Conference scheduled for 11/9/2021 was not held. Mediation Status due by 11/18/2021. (sb)
Oct 25, 2021 27 Main Document (2)
Docket Text: MOTION for Weitao Chen, Ray Beckerman, Faan Law Firm, and Law Office of Ray Beckerman, PC to Withdraw as Attorney for Defendant. Document filed by Global Institute of Financial Professionals. (Attachments: # (1) Affidavit Declaration of Ray Beckerman).(Beckerman, Ray)
Oct 25, 2021 27 Affidavit Declaration of Ray Beckerman (2)
Oct 25, 2021 28 Certificate of Service Other (2)
Docket Text: CERTIFICATE OF SERVICE of Notice of Motion For Withdrawal of Attorneys and Declaration in Support served on Global Institute of Financial Professionals on 10/25/2021. Document filed by Global Institute of Financial Professionals..(Beckerman, Ray)
Oct 14, 2021 N/A Order on Motion to Appear Pro Hac Vice (0)
Docket Text: ORDER granting [25] Motion for Sean David Garrison to Appear Pro Hac Vice (HEREBY ORDERED by Judge P. Kevin Castel)(Text Only Order) (Nacanther, Florence)
Oct 8, 2021 N/A Notice Regarding Pro Hac Vice Motion (0)
Docket Text:>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [25] MOTION for Sean David Garrison to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25166558. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea)
Oct 7, 2021 25 Main Document (1)
Docket Text: MOTION for Sean David Garrison to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-25166558. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Affidavit Garrison PHV Declaration, # (2) Exhibit Certificate of Good Standing, # (3) Text of Proposed Order).(Garrison, Sean)
Oct 7, 2021 25 Affidavit Garrison PHV Declaration (2)
Oct 7, 2021 25 Exhibit Certificate of Good Standing (2)
Oct 7, 2021 25 Text of Proposed Order (1)
Sep 29, 2021 N/A Notice of Mediator Assignment (0)
Docket Text: NOTICE OF MEDIATOR ASSIGNMENT - Notice of assignment of mediator. Mediator Schedule due by 10/29/2021.(ah)
Sep 29, 2021 N/A Mediation Conference Scheduled/Re-Scheduled (0)
Docket Text: FIRST MEDIATION CONFERENCE. Mediation Conference scheduled for 11/9/2021 at 10:00 AM in telephone or video conference.(ah)
Sep 3, 2021 N/A Pretrial Conference - Initial (0)
Docket Text: Minute Entry for proceedings held before Judge P. Kevin Castel: Initial Pretrial Conference held on 9/3/2021. The next Case Management Conference is scheduled for February 25, 2022 at 11:00 a.m. by teleconference. Call-In: 1-888-363-4749; Access Code: 3667981. Case referred to mediation. (Nacanther, Florence)
Sep 3, 2021 22 Mediation Referral Order (1)
Docket Text: MEDIATION REFERRAL ORDER: It is ORDERED that this case is referred for mediation to the Court-annexed Mediation Program. The parties are notified that Local Rule 83.9 shall govern the mediation and are directed to participate in the mediation in good faith. The mediation will have no effect upon any scheduling Order issued by this Court without leave of this Court. The first mediation session is to be held in early November, 2021, location or format to be determined. The assigned Mediator is authorized to advance or extend the mediation date by up to 7 days without leave of Court. After the initial mediation session, the Mediator is empowered to conduct such subsequent mediation sessions as the Mediator in his or her discretion chooses to conduct. Mediators will be assigned based on the nature of suit. Additional expertise requests should promptly be directed to the Mediation Office. SO ORDERED. Please reference the following when corresponding with the Mediation Office. E-mail MediationOffice@nysd.uscourts.gov, telephone (212) 805-0643, and facsimile (212) 805-0647. Mediator to be Assigned by 9/13/2021. (Signed by Judge P. Kevin Castel on 9/03/2021) (ama)
Sep 3, 2021 23 Case Management Plan (4)
Docket Text: CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: This Civil Case Management Plan (the "Plan") is jointly submitted by the parties in accordance with Rule 26(f)(3), Fed. R. Civ. P. All parties do not consent to conducting all further proceedings before a Magistrate, including motions and trial. 28 U.S.C. ยง636(c). Plaintiff has made a jury demand. Defendant has not made a jury demand. Deposition due by 2/4/2022. All Fact Discovery due by 2/4/2022. All Expert Discovery due by 3/21/2022. Counsel for the parties have conferred and their present best estimate of the length of trial is four and a half (4.5) days [three (3) days for Plaintiff, one and a half (1.5) days for Defendant]. The next Case Management Conference set for 2/25/2022 at 11:00 AM before Judge P. Kevin Castel. And as set forth herein. (Signed by Judge P. Kevin Castel on 9/03/2021) (ama)
Sep 3, 2021 24 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Kieran Gerard Doyle on behalf of Global Association of Risk Professionals, Inc...(Doyle, Kieran)
Aug 27, 2021 20 Letter (4)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated August 27, 2021 re: Pretrial Conference. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Aug 27, 2021 21 Proposed Case Management Plan (4)
Docket Text: PROPOSED CASE MANAGEMENT PLAN. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Aug 26, 2021 16 Memo Endorsement (2)
Docket Text: MEMO ENDORSEMENT on re: [13] Letter filed by Global Institute of Financial Professionals. ENDORSEMENT: Application GRANTED. The conference originally scheduled for September 1, 2021 will take place on September 3, 2021 at 11:00 A.M. It will take place telephonically. Dial in: 888-363-4749. Access Code: 3667981. (Initial Conference set for 9/3/2021 at 11:00 AM before Judge P. Kevin Castel.) (Signed by Judge P. Kevin Castel on 8/26/2021) (ate)
Aug 26, 2021 17 Letter (4)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Weitao Chen dated 08/26/2021 re: Pretrial Conference Letter. Document filed by Global Institute of Financial Professionals..(Chen, Weitao)
Aug 26, 2021 18 Proposed Case Management Plan (4)
Docket Text: PROPOSED CASE MANAGEMENT PLAN. Document filed by Global Institute of Financial Professionals..(Chen, Weitao)
Aug 26, 2021 19 Letter (1)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Weitao Chen dated 08/26/2021 re: Withdrawal of filings-in-error. Document filed by Global Institute of Financial Professionals..(Chen, Weitao)
Aug 25, 2021 14 Letter (3)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Dasha Chestukhin dated August 25, 2021 re: Pretrial Conference. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Aug 25, 2021 15 Proposed Case Management Plan (4)
Docket Text: PROPOSED CASE MANAGEMENT PLAN. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Aug 16, 2021 13 Letter (2)
Docket Text: LETTER addressed to Judge P. Kevin Castel from Ray Beckerman dated August 16, 2021 re: Request to adjourn September 1, 2021, initial preliminary conference. Document filed by Global Institute of Financial Professionals..(Beckerman, Ray)
Aug 9, 2021 12 Answer to Complaint (4)
Docket Text: ANSWER to [1] Complaint,. Document filed by Global Institute of Financial Professionals..(Chen, Weitao)
Aug 6, 2021 10 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Ray Beckerman on behalf of Global Institute of Financial Professionals..(Beckerman, Ray)
Aug 6, 2021 11 Notice of Appearance (1)
Docket Text: NOTICE OF APPEARANCE by Weitao Chen on behalf of Global Institute of Financial Professionals..(Chen, Weitao)
Jun 28, 2021 9 Summons Returned Executed (2)
Docket Text: SUMMONS RETURNED EXECUTED Summons and Complaint, served. Global Institute of Financial Professionals served on 6/17/2021, answer due 7/8/2021. Service was accepted by Juan Carlos, authorized employee of REGISTERED AGENTS INC (defendants registered agent for service of process). Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Jun 16, 2021 8 Order for Initial Pretrial Conference (2)
Docket Text: ORDER FOR INITIAL PRETRIAL CONFERENCE: COUNSEL FOR PLAINTIFF (OR THE REMOVING DEFENDANT) SHALL IMMEDIATELY SEND A COPY OF THIS ORDER TO ALL PARTIES. Counsel for all parties shall appear for an Initial Pretrial Conference, held pursuant to Rule 16 of the Federal Rules of Civil Procedure, September 1, 2021 at 12:00 p.m. Principal trial counsel shall appear at this and all subsequent conferences. The call-in information for all teleconferences is: Dial-in: (888) 363-4749; Access Code: 3667981. And as set forth herein. SO ORDERED. Initial Conference set for 9/1/2021 at 12:00 PM before Judge P. Kevin Castel. (Signed by Judge P. Kevin Castel on 6/16/2021) (ama)
Jun 14, 2021 N/A Notice to Attorney Regarding Case Opening Statistical Error Correction (0)
Docket Text:***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Dasha Chestukhin. The following case opening statistical information was erroneously selected/entered: Cause of Action code 15:1114; County code New York;. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 15:1051; the County code has been modified to XX Out of State;. (jgo)
Jun 14, 2021 N/A Case Opening Initial Assignment Notice (0)
Docket Text: CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge P. Kevin Castel. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
Jun 14, 2021 N/A Case Designation (0)
Docket Text: Magistrate Judge Katharine H. Parker is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
Jun 14, 2021 N/A Case Designated ECF (0)
Docket Text: Case Designated ECF. (jgo)
Jun 14, 2021 6 Summons Issued (2)
Docket Text: ELECTRONIC SUMMONS ISSUED as to Global Institute of Financial Professionals..(jgo)
Jun 14, 2021 7 AO 120 Form Trademark - Case Opening - Submitted (2)
Docket Text: AO 120 FORM TRADEMARK - CASE OPENING - SUBMITTED. In compliance with the provisions of 15 U.S.C. 1116, the Director of the U.S. Patent and Trademark Office is hereby advised that a court action has been filed on the following trademark(s) in the U.S. District Court Southern District of New York. Director of the U.S. Patent and Trademark Office electronically notified via Notice of Electronic Filing (NEF)..(jgo)
Jun 11, 2021 1 Main Document (25)
Docket Text: COMPLAINT against Global Institute of Financial Professionals. (Filing Fee $ 402.00, Receipt Number ANYSDC-24662855)Document filed by Global Association of Risk Professionals, Inc.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C).(Chestukhin, Dasha)
Jun 11, 2021 1 Exhibit A (31)
Jun 11, 2021 1 Exhibit B (2)
Jun 11, 2021 1 Exhibit C (3)
Jun 11, 2021 2 Civil Cover Sheet (2)
Docket Text: CIVIL COVER SHEET filed..(Chestukhin, Dasha)
Jun 11, 2021 3 AO 120 Form Patent/Trademark - Notice of Submission by Attorney (2)
Docket Text: AO 120 FORM TRADEMARK - NOTICE OF SUBMISSION BY ATTORNEY. AO 120 Form Patent/Trademark for case opening submitted to court for review..(Chestukhin, Dasha)
Jun 11, 2021 4 Rule 7.1 Corporate Disclosure Statement (1)
Docket Text: RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
Jun 11, 2021 5 Request for Issuance of Summons (2)
Docket Text: REQUEST FOR ISSUANCE OF SUMMONS as to Global Institute of Financial Professionals, re: [1] Complaint,. Document filed by Global Association of Risk Professionals, Inc...(Chestukhin, Dasha)
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