Case number CBM2018-00021
Miami International Holdings, Inc. v. Nasdaq ISE, LLC > Documents
| Date Field | Doc. No. | Party | Description |
|---|---|---|---|
| Jun 7, 2022 | 93 | board | Order Denying Request for Director Review Download |
| Mar 1, 2022 | 3100 | board | Ex. 3100 Director Review Request Download |
| Feb 28, 2022 | 92 | patent_own | Patent Owner's Request for Director Rehearing of the Final Written Decision Download |
| Jan 27, 2022 | 90 | board | Final Written Decision: rehearing Download |
| Jan 27, 2022 | 91 | board | DECISION Denying Patent Owners Request on Rehearing on Motion to Disqualify Petitioners Counsel 37 C.F.R. 42.71(d) Download |
| Jan 19, 2022 | 3002 | board | Ex. 3002 Download |
| Oct 26, 2021 | 89 | board | GENERAL ORDER Download |
| May 7, 2020 | 88 | GENERAL ORDER Download | |
| Nov 12, 2019 | 87 | Granting Petitioners Motion to Seal 37 C.F.R. sec(s) 42.14 and 42.54 Download | |
| Oct 31, 2019 | 86 | Patent Owner's Request for Rehearing of Final Written Decision Download | |
| Oct 18, 2019 | 85 | Petitioner's Motion to Seal Download | |
| Oct 18, 2019 | 1088 | Public Version of Exhibit 2037 Download | |
| Oct 15, 2019 | 84 | Patent Owner's Request for Rehearing of Order Denying Patent Owner's Motion to Disqualify Petitioner's Counsel Download | |
| Oct 10, 2019 | 83 | Order - Granting Petitioner's Motion to Seal; Denying Patent Owner's Motion to Seal; Granting Entry of Default Protective Order Download | |
| Oct 1, 2019 | 82 | Final Written Decision Download | |
| Oct 1, 2019 | 81 | ORDER Denying Patent Owner¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel 37 C.F.R. ¿¿¿¿ 42.5, 42.10(d) Download | |
| Jul 23, 2019 | 80 | Hearing Transcript Download | |
| Jun 26, 2019 | 2053 | Exhibit 2053 - Patent Owner's Demonstratives Download | |
| Jun 26, 2019 | 79 | Petitioner's Updated Exhibit List Download | |
| Jun 26, 2019 | 78 | Patent Owner's Updated Exhibit List Download | |
| Jun 26, 2019 | 1087 | Petitioner's Demonstratives Download | |
| Jun 25, 2019 | 77 | Patent Owner's Sur-Reply to Petitioners' reply in Support of Petitioners' Motion to Exclude Download | |
| Jun 25, 2019 | 2052 | Ex. 2052 - Email Authorizing PO file Sur-Reply Download | |
| Jun 17, 2019 | 76 | Petitioner's Reply in Support of Motion to Exclude Download | |
| Jun 11, 2019 | 75 | ORDER Oral Hearing Download | |
| Jun 10, 2019 | 2050 | Ex. 2050 - June 6 2019 Email Download | |
| Jun 10, 2019 | 74 | Patent Owner's Opposition to Petitioner¿¿¿s Motion to Exclude Download | |
| Jun 10, 2019 | 2051 | Ex. 2051- Supp. Declaration of J. Munford Download | |
| Jun 3, 2019 | 73 | Petitioner's Request for Oral Hearing Download | |
| Jun 3, 2019 | 72 | Petitioner's Motion to Exclude Download | |
| Jun 3, 2019 | 71 | Patent Owner's Request for Oral Argument Download | |
| May 23, 2019 | 70 | Petitioner's Objections to Evidence Download | |
| May 22, 2019 | 69 | Patent Owner's Updated Exhibit List Download | |
| May 22, 2019 | 2049 | Ex. 2049 - 2019.05.08 PTAB Conference Call Download | |
| May 16, 2019 | 68 | Patent Owner's Sur-Reply to Petitioners' Reply Download | |
| May 16, 2019 | 2048 | Ex. 2048 - Second Hendershott Deposition Transcript (CBM2018-00021) Download | |
| May 16, 2019 | 2047 | Ex. 2047 - Second Hendershott Deposition Transcript (CBM2018-00031) Download | |
| May 9, 2019 | 67 | Conduct of the Proceeding 37 C.F.R.sec 42.5 Download | |
| Apr 23, 2019 | 65 | Patent Owner's Objections to Petitioners' Evidence Download | |
| Apr 23, 2019 | 66 | Patent Owner's Notice of Deposition Download | |
| Apr 17, 2019 | 63 | Petitioner's Privilege Log - REDACTED Download | |
| Apr 17, 2019 | 62 | Petitioner's Motion to Seal Download | |
| Apr 16, 2019 | 61 | Petitioner's Reply to Patent Owner's Response to Petition Download | |
| Apr 16, 2019 | 1069 | Federal Register Notice, Vol. 84, No. 4, pp. 50-57, Jan. 7, 2019 Download | |
| Apr 16, 2019 | 1083 | 33 S.E.C. Docket 1136 (1985), Proposed Rule Change by the Cincinnati Stock Exchange Download | |
| Apr 16, 2019 | 1081 | Securities Exchange Act Release No. 22817 (January 21, 1986), 51 FR 3547 (January 28, 1986) Download | |
| Apr 16, 2019 | 1085 | Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry Download | |
| Apr 16, 2019 | 1084 | Electronic Bulls and Bears: U.S. Securities Markets and Information Technology, Report of U.S. Office of Technology Assessment¿¿¿OTA-CIT-469 Download | |
| Apr 16, 2019 | 1080 | Securities Exchange Act Release No. 21695 (January 28, 1985), 50 FR 4823 (February 1, 1985) Download | |
| Apr 16, 2019 | 1072 | ISE Licensing Agreement dated Mar. 18, 1998 Download | |
| Apr 16, 2019 | 1067 | Transcript of March 20, 2019 Deposition of Peter Vinella in CBM2018-00021 Download | |
| Apr 16, 2019 | 1071 | Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry Download | |
| Apr 16, 2019 | 1073 | A Monitoring Report on the Operation of the Cincinnati Stock Exchange National Securities Trading System Download | |
| Apr 16, 2019 | 1068 | Transcript of March 18, 2019 Deposition of Peter Vinella in CBM2018-00031 Download | |
| Apr 16, 2019 | 1066 | Supplemental Declaration of Dr. Terrence Hendershott Download | |
| Apr 16, 2019 | 1082 | Yakov Amihud and Haim Mendelson, How (not) to Integrate the European Capital Markets, European Financial Integration Download | |
| Apr 16, 2019 | 1070 | Raymond Tsang, Open Outcry and electronic trading in futures exchanges Download | |
| Apr 16, 2019 | 1074 | ISE Letter to SEC dated Sept. 23, 1999 Download | |
| Apr 16, 2019 | 1076 | Michael J. Barclay et al., Competition among Trading Venues: Information and Trading on Electronic Communications Networks Download | |
| Apr 12, 2019 | 59 | Order - Ordering the Filing of Petitioner's Privilege Log - 37 CFR 42.5, 42.10(d) Download | |
| Apr 12, 2019 | 60 | Order - Ordering the Filing of Petitioner's Privilege Log - 37 CFR 42.5, 42.10(d) Download | |
| Apr 2, 2019 | 2043 | Ex. 2043 - Teleconference Transcript 03-22-2019 Download | |
| Apr 2, 2019 | 58 | Patent Owner's Updated Exhibit List Download | |
| Apr 1, 2019 | 57 | Patent Owner's Updated Exhibit List Download | |
| Apr 1, 2019 | 2039 | Ex. 2039 - Nasdaq's Excellence Recognition Download | |
| Apr 1, 2019 | 2040 | Ex. 2040 - Best Low-Latency Provider Download | |
| Apr 1, 2019 | 2042 | Ex. 2042 - PTAB SOP 1 Download | |
| Apr 1, 2019 | 2041 | Ex. 2041 - Model Rule 1.9 with Comments Download | |
| Mar 27, 2019 | 55 | Order Ordering Production of Additional Discovery Documents Download | |
| Mar 21, 2019 | 54 | Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a) Download | |
| Mar 6, 2019 | 50 | Notice of Deposition of Peter U. Vinella Download | |
| Feb 15, 2019 | 48 | Granting In Part Patent Owner's Request for Rehearing Download | |
| Feb 8, 2019 | 46 | Patent Owner's Supplemental Briefing in Support of its Motion to Disqualify Download | |
| Feb 8, 2019 | 2036 | Ex. 2036 - MIAX000001 Download | |
| Feb 8, 2019 | 2035 | Ex. 2035 - CBM2018-00032 - Responses and Objections to Interrogatory 1 Download | |
| Feb 8, 2019 | 47 | Petitioner's Supplemental Brief Download | |
| Feb 8, 2019 | 1064 | Petitioner's Responses and Objections to Interrogatory No. 1 and Document Request No. 1, as served on January 29, 2019 Download | |
| Feb 8, 2019 | 1065 | Email from Amardeep (Sonny) Grewal re teleconference on November 21, 2017 Download | |
| Feb 8, 2019 | 2034 | Ex. 2034 - CBM2018-00020 -00021 -00031 - Responses and Objections to Interrogatory 1 Download | |
| Jan 31, 2019 | 44 | Errata Download | |
| Jan 31, 2019 | 45 | Patent Owner's Request for Rehearing of the Board¿¿¿s January 17, 2019 Order (Paper 41) Granting-in-Part Patent Owner¿¿¿s Motion for Additional Discovery Download | |
| Jan 25, 2019 | 43 | Petitioner's Objections to Evidence Download | |
| Jan 17, 2019 | 41 | Order Granting-In-Part Patent Owner's Motion for Additional Discovery Denying Patent Owner's Motion for Stay Download | |
| Jan 17, 2019 | 42 | Patent Owner's Response Download | |
| Jan 17, 2019 | 2026 | Ex. 2026 - Market Owner Agrees to Buy Pacific Exchange Download | |
| Jan 17, 2019 | 2027 | Ex. 2027 - 65 HR 11823 Download | |
| Jan 17, 2019 | 2029 | Ex. 2029 - Excerpts from ISE Technical Overview Download | |
| Jan 17, 2019 | 2031 | Ex. 2031 - Vinella CV Download | |
| Jan 17, 2019 | 2030 | Ex. 2030 - Vinella Declaration Download | |
| Jan 17, 2019 | 2025 | Ex. 2025 - WEBER Download | |
| Jan 17, 2019 | 2028 | Ex. 2028 - 1999 ISE market maker guide Download | |
| Jan 17, 2019 | 2023 | Ex. 2023 - History of the NASDAQ and American Stock Exchanges (Business Reference Services, Library of Congress) Download | |
| Jan 14, 2019 | 40 | Patent Owner's Updated Exhibit List Download | |
| Jan 14, 2019 | 2022 | Ex. 2022 - Teleconference Transcript 01-11-2019 Download | |
| Jan 3, 2019 | 39 | Order - Granting Petitioner's Motion to File Supplemental Information - 37 CFR 42.5(a), 42.123(a) Download | |
| Dec 28, 2018 | 37 | Petitioner's Motion for Observations Regarding the Cross-Examination Testimony of Dr. Terrence Hendershott Download | |
| Dec 28, 2018 | 38 | Motion for Observations Download | |
| Dec 28, 2018 | 2021 | Ex. 2021 - CBM2018-00031 T. Hendershott Deposition Transcript- 12-13-2018 Download | |
| Dec 28, 2018 | 1062 | Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00021 on December 11, 2018 Download | |
| Dec 28, 2018 | 2020 | Ex. 2020 - CBM2018-00021 T. Hendershott Deposition Transcript- 12-11-2018 Download | |
| Dec 28, 2018 | 1063 | Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00031 on December 13, 2018 Download | |
| Dec 17, 2018 | 36 | Patent Owner's Opposition to Petitioners' Motion to File Supplemental Information Download | |
| Dec 7, 2018 | 34 | Petitioner's Updated Mandatory Notices Download | |
| Dec 7, 2018 | 35 | Petitioner's Exhibit List Download | |
| Dec 7, 2018 | 1061 | Order Staying Litigation in Nasdaq, Inc., et al. v. Miami International Holdings, Inc., et al., Civil Action No. 3:17-cv-6664-BRM-DEA, December 3, 2018 Download | |
| Nov 28, 2018 | 2017 | Exhibit 2017- 2018-11-26 Nasdaq-MIAX dkt 127 Opinion Download | |
| Nov 28, 2018 | 2018 | Exhibit 2018- 2018-11-26 Nasdaq-MIAX dkt 128 Order Download | |
| Nov 28, 2018 | 30 | Patent Owner's Updated Exhibit List Download | |
| Nov 28, 2018 | 31 | Petitioner's Motion to File Supplemental Information Download | |
| Nov 28, 2018 | 32 | Appendix to Motion, Part 1 of 2 Download | |
| Nov 28, 2018 | 33 | Appendix to Motion, Part 2 of 2 Download | |
| Nov 27, 2018 | 28 | Notice of Joint Stipulation to Move Due Dates 1-3 Download | |
| Nov 27, 2018 | 29 | Patent Owner's Notice of Deposition of Dr. Terrence Hendershott Download | |
| Nov 26, 2018 | 27 | Decision on Request for Rehearing - 37 CFR 42.71 Download | |
| Nov 21, 2018 | 26 | Petitioner's Sur-Reply In Opposition to Patent Owner's Motion to Disqualify Petitioner's Counsel Download | |
| Nov 21, 2018 | 25 | Petitioner's Sur-Reply In Opposition To Patent Owner¿¿¿s Motion For Additional Discovery Download | |
| Nov 19, 2018 | 24 | Granting Request to file Motion to Submit Supplemental Information Download | |
| Nov 14, 2018 | 23 | Patent Owner's Reply to Response to Motion for Additional Discovery Download | |
| Nov 14, 2018 | 22 | Patent Owner's Reply in Support of its Motion to Disqualify Petitioners' Counsel Download | |
| Nov 14, 2018 | 2016 | Ex. 2016 - Teleconference Transcript 11-05-2018 Download | |
| Nov 8, 2018 | 21 | Order - 37 C.F.R. 42.5 Download | |
| Oct 18, 2018 | 1055 | Declaration of Roger D. Feldman in Support of MIAX¿¿¿s Response to ISE¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel Download | |
| Oct 18, 2018 | 1056 | 10-16-18 Letter of Nasdaq et al. in Opposition to Stay Download | |
| Oct 18, 2018 | 19 | Petitioner's Response to Patent Owner's Motion to Patent Owner's Motion to Disqualify Petitioner's Counsel Download | |
| Oct 18, 2018 | 18 | Patent Owner's Objections to Petitioner's Evidence Download | |
| Oct 18, 2018 | 20 | Petitioner's Response to Patent Owner's Motion for Additional Discovery Download | |
| Oct 18, 2018 | 1059 | Declaration of Dr. Terrence J. Hendershott in Support of MIAX¿¿¿s Response to Patent Owner¿¿¿s Motion for Additional Discovery Download | |
| Oct 18, 2018 | 1060 | Table of Common Paragraphs Download | |
| Oct 18, 2018 | 1057 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq, ISE, LLC Download | |
| Oct 17, 2018 | 17 | Patent Owner's Request for Rehearing Download | |
| Oct 11, 2018 | 2011 | Ex. 2011 - Nasdaq Completes Acquisition of ISE Download | |
| Oct 11, 2018 | 2014 | Ex. 2014 - Nasdaq Motion to Disqualify Download | |
| Oct 11, 2018 | 2012 | Ex. 2012 - Infringement Complaint Download | |
| Oct 11, 2018 | 2009 | Ex. 2009 - Zoppo Declaration Download | |
| Oct 11, 2018 | 2008 | Ex. 2008 - Letter 11-04-2011 Download | |
| Oct 11, 2018 | 15 | Patent Owner's Motion for Additional Discovery Download | |
| Oct 11, 2018 | 2013 | Ex. 2013 - Memorandum and Order Granting Motion to Disqualify Download | |
| Oct 11, 2018 | 2007 | Ex. 2007 - E-mail 10-12-2011 Download | |
| Oct 11, 2018 | 2006 | Ex. 2006 - Representation Letter 02-19-1998 Download | |
| Oct 11, 2018 | 2010 | Ex. 2010 - Nasdaq OMX to Acquire FTEN Download | |
| Oct 11, 2018 | 2015 | Ex. 2015 - Discovery Requests Download | |
| Oct 11, 2018 | 16 | Patent Owner's Motion to Disqualify Petitioners' Counsel Download | |
| Oct 3, 2018 | 3001 | Exhibit 3001 Download | |
| Oct 3, 2018 | 11 | Trial Instituted Document Download | |
| Oct 3, 2018 | 13 | ORDER Conduct of the Proceeding Download | |
| Oct 3, 2018 | 12 | SCHEDULING ORDER Download | |
| Oct 3, 2018 | 2002 | Ex. 2002 - Teleconference Transcript 10-02-2018 Download | |
| Oct 3, 2018 | 14 | Patent Owner's Updated Exhibit List Download | |
| Aug 21, 2018 | 10 | Patent Owner's Response to Petitioner's Brief on Standing Download | |
| Aug 13, 2018 | 9 | Petitioner's Brief on Standing Requirements Download | |
| Aug 13, 2018 | 1020 | Merriam Webster Definition of Certify Download | |
| Aug 8, 2018 | 8 | Conduct of the Proceeding 37 C.F.R. § 42.5 Download | |
| Jul 5, 2018 | 6 | Patent Owner's Preliminary Response Download | |
| Jul 5, 2018 | 7 | Patent Owner's Updated Mandatory Notices Download | |
| Jul 5, 2018 | 2001 | Ex. 2001 - Final Claim Construction Download | |
| Apr 13, 2018 | 5 | Patent Owner's Mandatory Notices Download | |
| Apr 13, 2018 | 4 | Patent Owner's Power of Attorney Download | |
| Apr 5, 2018 | 3 | Notice of Accord Filing Date Download | |
| Mar 23, 2018 | 1016 | U.S. Provisional Application No. 60/106,935 Download | |
| Mar 23, 2018 | 1009 | Ian Domowitz, The Double Auction Market: Institutions, Theories, and Evidence, XIV Proc. Workshop on Double Auction Markets, 28-60 (1991) Download | |
| Mar 23, 2018 | 1003 | Declaration of Dr. Terrence Hendershott Download | |
| Mar 23, 2018 | 1008 | Webster¿¿¿s New WorldTM College Dictionary, (3rd ed. 1997) Download | |
| Mar 23, 2018 | 1013 | Lodewijk O. Petram, The world's first stock exchange: how the Amsterdam market for Dutch East India Company shares became a modern securities market, 1602-1700 Download | |
| Mar 23, 2018 | 1012 | Curriculum Vitae (CV) of Dr. Terrence Hendershott Download | |
| Mar 23, 2018 | 2 | Petition for Covered Business Method Review Download | |
| Mar 23, 2018 | 1019 | Joel Hasbrouck et al, New York Stock Exchange Systems and Trading Procedures, NYSE Working Paper #93-01, 1-58 (1993) Download | |
| Mar 23, 2018 | 1001 | U.S. Patent No. 6,618,707 Download | |
| Mar 23, 2018 | 1002 | Prosecution History of USP 6618707, Part 1 of 2 Download | |
| Mar 23, 2018 | 1014 | The New York Stock Exchange: The First 200 Years Download | |
| Mar 23, 2018 | 1004 | Order Granting Mot. in Lim. at 2, Chicago Board Options Exchange, Inc. v. International Securities Exchange, LLC, No. 07 C 623 (N.D. Ill. Crim. R. 1.1 Mar. 9, 2013) Download | |
| Mar 23, 2018 | 1015 | Kenneth D. Garbade and William L. Silber, Technology, Communication, and the Performance of the Financial Markets: 1840-1975 Download | |
| Mar 23, 2018 | 1018 | Philip Carret, THE ART OF SPECULATION, (2007 reprint)(originally published 1927) Download | |
| Mar 23, 2018 | 1002 | Prosecution History of USP 6618707, Part 1 of 2 Download | |
| Mar 23, 2018 | 1 | Petitioner's Power of Attorney Download | |
| Mar 23, 2018 | 1010 | Grody - Past Present and Future: The Evolution and Design of Electronic Financial Markets Download | |
| Mar 23, 2018 | 1005 | Ian Domowitz, A Taxonomy of Automated Trade Execution Systems, 12 J. Int¿¿¿l Money & Fin., 607-631 (1993) Download | |
| Mar 23, 2018 | 1006 | Robert A. Schwartz, Reshaping the Equity Markets: A Guide for the 1990s, 22-46 Download | |
| Mar 23, 2018 | 1017 | Hans R. Stoll, Principles of Trading Market Structure, 6 J. Fin. Serv. Res. 75-107 (1992) Download | |
| Mar 23, 2018 | 1011 | Managing Innovation: Cases from the Services Industries, National Academy Press, 82-107 Download | |
| Mar 23, 2018 | 1007 | Lawrence E. Harris, ¿¿¿Liquidity, Trading Rules, and Electronic Trading Systems,¿¿¿ 1-58 Download | |
| Mar 23, 2018 | 1002 | Prosecution History of USP 6618707, Part 2 of 2 Download |
