Date Field | Doc. No. | Party | Description |
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Mar 30, 2018 | 1002 | | Prosecution History of USP 7,246,093, Part 2 of 2 Download |
Mar 30, 2018 | 1006 | | Schwartz - Reshaping the Equity Markets - A Guide for the 1990s Download |
Mar 30, 2018 | 1003 | | Declaration of Dr. Terrence Hendershott Download |
Mar 30, 2018 | 1 | | Petitioner Power of Attorney Download |
Mar 30, 2018 | 1005 | | Domowitz - A Taxonomy of Automated Trade Execution Systems Download |
Mar 30, 2018 | 1010 | | Garbade - Technology, Communication and the Performance of Financial Markets - 1840-1975 Download |
Mar 30, 2018 | 1015 | | Stoll - Principles of Trading Market Structures Download |
Mar 30, 2018 | 1004 | | Curriculum Vitae of Dr. Terrence Hendershott Download |
Mar 30, 2018 | 1018 | | Harris - Order Exposure and Parasitic Traders Download |
Mar 30, 2018 | 1012 | | Petram - The World's First Stock Exchange - How the Amsterdam Market for Dutch East India Company Shares Became the Modern Securities Market Download |
Mar 30, 2018 | 1013 | | Buck - The New York Stock Exchange - The First 200 Years Download |
Mar 30, 2018 | 1009 | | Domowitz - The Double Auction Market - Institutions, Theories, and Evidence Download |
Mar 30, 2018 | 1016 | | Madhavan - In Search of Liquidity - Block Trades in the Upstairs and Downstairs Download |
Mar 30, 2018 | 1014 | | U.S. Provisional Application 60/106,935 Download |
Mar 30, 2018 | 1001 | | U.S. Patent 7,246,093 Download |
Mar 30, 2018 | 1007 | | Harris - Liquidity, Trading Rules, and Electronic Trading Systems Download |
Mar 30, 2018 | 1017 | | Wallace - Pullback at Block Trading Desks Download |
Mar 30, 2018 | 1002 | | Prosecution History of USP 7,246,093, Part 1 of 2 Download |
Mar 30, 2018 | 1002 | | Prosecution History of USP 7,246,093, Part 1 of 2 Download |
Mar 30, 2018 | 1008 | | Webster's New World College Dictionary Download |
Mar 30, 2018 | 1011 | | Managing Innovaton - Cases from Services Industries Download |
Mar 30, 2018 | 2 | | Petition for Covered Business Method Review Download |
Apr 9, 2018 | 3 | | Notice of Accord Filing Date Download |
Apr 18, 2018 | 5 | | Patent Owner's Mandatory Notices Download |
Apr 18, 2018 | 4 | | Patent Owner's Power of Attorney Download |
Jul 9, 2018 | 2001 | | Ex. 2001 - Hendershott Download |
Jul 9, 2018 | 2003 | | Ex. 2003 - Order Granting Motion in Limine (Ex. 1004 from CBM2018-00021) Download |
Jul 9, 2018 | 6 | | CBM2018-00031 Patent Owner's Preliminary Response Download |
Jul 9, 2018 | 2002 | | Ex. 2002 - CBM2018-00021 Petition Download |
Jul 9, 2018 | 7 | | Patent Owner's Updated Mandatory Notices Download |
Aug 8, 2018 | 8 | | Conduct of the Proceeding
37 C.F.R. § 42.5 Download |
Aug 13, 2018 | 1019 | | Merriam Webster Definition of Certify Download |
Aug 13, 2018 | 9 | | Petitioner's Brief on Standing Requirements Download |
Aug 21, 2018 | 10 | | Patent Owner's Response to Petitioner's Brief on Standing Download |
Oct 3, 2018 | 14 | | Patent Owner's Updated Exhibit List Download |
Oct 3, 2018 | 3001 | | Exhibit 3001 Download |
Oct 3, 2018 | 12 | | Scheduling Order Download |
Oct 3, 2018 | 2004 | | Ex. 2004 - Teleconference Transcript 10-02-2018 Download |
Oct 3, 2018 | 11 | | Trial Instituted Document Download |
Oct 3, 2018 | 13 | | ORDER Conduct of the Proceeding Download |
Oct 11, 2018 | 2012 | | Ex. 2012 - Infringement Complaint Download |
Oct 11, 2018 | 16 | | Patent Owner's Motion to Disqualify Petitioners' Counsel Download |
Oct 11, 2018 | 2011 | | Ex. 2011 - Nasdaq Completes Acquisition of ISE Download |
Oct 11, 2018 | 2008 | | Ex. 2008 - Letter 11-04-2011 Download |
Oct 11, 2018 | 2006 | | Ex. 2006 - Representation Letter 02-19-1998 Download |
Oct 11, 2018 | 2015 | | Ex. 2015 - Discovery Requests Download |
Oct 11, 2018 | 2013 | | Ex. 2013 - Memorandum and Order Granting Motion to Disqualify Download |
Oct 11, 2018 | 2014 | | Ex. 2014 - Nasdaq Motion to Disqualify Download |
Oct 11, 2018 | 2007 | | Ex. 2007 - E-mail 10-12-2011 Download |
Oct 11, 2018 | 2009 | | Ex. 2009 - Zoppo Declaration Download |
Oct 11, 2018 | 15 | | Patent Owner's Motion for Additional Discovery Download |
Oct 11, 2018 | 2010 | | Ex. 2010 - Nasdaq OMX to Acquire FTEN Download |
Oct 17, 2018 | 17 | | Patent Owner's Request for Rehearing Download |
Oct 18, 2018 | 1060 | | Table of Common Paragraphs Download |
Oct 18, 2018 | 1055 | | Declaration of Roger D. Feldman in Support of MIAX¿¿¿s Response to ISE¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel Download |
Oct 18, 2018 | 1056 | | 10-16-18 Letter of Nasdaq et al. in Opposition to Stay Download |
Oct 18, 2018 | 18 | | Patent Owner's Objections to Petitioner's Evidence Download |
Oct 18, 2018 | 1057 | | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq, ISE, LLC Download |
Oct 18, 2018 | 1059 | | Declaration of Dr. Terrence J. Hendershott in Support of MIAX¿¿¿s Response to Patent Owner¿¿¿s Motion for Additional Discovery Download |
Oct 18, 2018 | 20 | | Petitioner's Response to Patent Owner's Motion for Additional Discovery Download |
Oct 18, 2018 | 19 | | Petitioner's Response to Patent Owner's Motion to Patent Owner's Motion to Disqualify Petitioner's Counsel Download |
Nov 8, 2018 | 21 | | Order - 37 C.F.R. 42.5 Download |
Nov 14, 2018 | 22 | | Patent Owner's Reply in Support of its Motion to Disqualify Petitioners' Counsel Download |
Nov 14, 2018 | 23 | | Patent Owner's Reply to Response to Motion for Additional Discovery Download |
Nov 14, 2018 | 2016 | | Ex. 2016 - Teleconference Transcript 11-05-2018 Download |
Nov 19, 2018 | 24 | | Granting Request to file Motion to Submit Supplemental Information Download |
Nov 21, 2018 | 25 | | Petitioner¿¿¿s Sur-Reply In Opposition To Patent Owner¿¿¿s Motion For Additional Discovery Download |
Nov 21, 2018 | 26 | | Petitioner¿¿¿s Sur-Reply In Opposition To Patent Owner¿¿¿s Motion To Disqualify Petitioner¿¿¿s Counsel Download |
Nov 26, 2018 | 27 | | Decision on Request for Rehearing - 37 CFR 42.71 Download |
Nov 27, 2018 | 28 | | Notice of Joint Stipulation to Move Due Dates 1-3 Download |
Nov 27, 2018 | 29 | | Patent Owner's Notice of Deposition of Dr. Terrence Hendershott Download |
Nov 28, 2018 | 2017 | | Exhibit 2017- 2018-11-26 Nasdaq-MIAX dkt 127 Opinion Download |
Nov 28, 2018 | 2018 | | Exhibit 2018- 2018-11-26 Nasdaq-MIAX dkt 128 Order Download |
Nov 28, 2018 | 30 | | Patent Owner's Updated Exhibit List Download |
Nov 28, 2018 | 31 | | Petitioner's Motion to File Supplemental Information Download |
Nov 28, 2018 | 32 | | Appendix to Motion, Part 1 of 3 Download |
Nov 28, 2018 | 33 | | Appendix to Motion, Part 2 of 3 Download |
Nov 28, 2018 | 34 | | Appendix to Motion, Part 3 of 3 Download |
Dec 5, 2018 | 36 | | Patent Owner's Updated Power of Attorney Download |
Dec 5, 2018 | 2019 | | Exhibit 2019 - Hatch-Miller PHV Declaration Download |
Dec 5, 2018 | 35 | | Patent Owner's Motion for Pro Hac Vice Admission of Mark Hatch-Miller Download |
Dec 7, 2018 | 1061 | | Order Staying Litigation in Nasdaq, Inc., et al. v. Miami International Holdings, Inc., et al., Civil Action No. 3:17-cv-6664-BRM-DEA, December 3, 2018 Download |
Dec 7, 2018 | 37 | | Petitioner's Updated Mandatory Notices Download |
Dec 7, 2018 | 38 | | Petitioner's Exhibit List Download |
Dec 13, 2018 | 39 | | Order Granting Patent Owner's Motion for Pro Hac Vice Admission of Mark Hatch-Miller Download |
Dec 17, 2018 | 40 | | Patent Owner's Opposition to Petitioners' Motion to File Supplemental Information Download |
Dec 27, 2018 | 41 | | Patent Owner's Updated Mandatory Notices Download |
Dec 28, 2018 | 1062 | | Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00021 on December 11, 2018 Download |
Dec 28, 2018 | 2021 | | Ex. 2021 - CBM2018-00031 T. Hendershott Deposition Transcript- 12-13-2018 Download |
Dec 28, 2018 | 42 | | Petitioner's Motion for Observations Regarding the Cross-Examination Testimony of Dr. Terrence Hendershott Download |
Dec 28, 2018 | 2020 | | Ex. 2020 - CBM2018-00021 T. Hendershott Deposition Transcript- 12-11-2018 Download |
Dec 28, 2018 | 43 | | Motion for Observations Download |
Dec 28, 2018 | 1063 | | Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00031 on December 13, 2018 Download |
Jan 3, 2019 | 44 | | Order - Granting Petitioner's Motion to File Supplemental Information - 37 CFR 42.5(a), 42.123(a) Download |
Jan 14, 2019 | 45 | | Patent Owner's Updated Exhibit List Download |
Jan 14, 2019 | 2022 | | Ex. 2022 - Teleconference Transcript 01-11-2019 Download |
Jan 17, 2019 | 2031 | | Ex. 2031 - 707 Prosecution History Part 1 of 2 Download |
Jan 17, 2019 | 2027 | | Ex. 2027 - 65 HR 11823 Download |
Jan 17, 2019 | 2025 | | Ex. 2025 - WEBER Download |
Jan 17, 2019 | 2032 | | Ex. 2032 - Vinella Declaration Download |
Jan 17, 2019 | 2031 | | Ex. 2031 - 707 Prosecution History Part 2 of 2 Download |
Jan 17, 2019 | 2029 | | Ex. 2029 - Excerpts from ISE Technical Overview Download |
Jan 17, 2019 | 2023 | | Ex. 2023 - History of the NASDAQ and American Stock Exchanges (Business Reference Services, Library of Congress) Download |
Jan 17, 2019 | 47 | | Patent Owner's Response Download |
Jan 17, 2019 | 2033 | | Ex. 2033 - Vinella CV Download |
Jan 17, 2019 | 46 | | Order Granting-In-Part Patent Owner's Motion for Additional Discovery
Denying Patent Owner's Motion for Stay Download |
Jan 17, 2019 | 2030 | | Ex. 2030 - 35 HR 34513 Download |
Jan 17, 2019 | 2028 | | Ex. 2028 - 1999 ISE market maker guide Download |
Jan 17, 2019 | 2031 | | Ex. 2031 - 707 Prosecution History Part 2 of 2 Download |
Jan 17, 2019 | 2026 | | Ex. 2026 - Market Owner Agrees to Buy Pacific Exchange Download |
Jan 25, 2019 | 48 | | Petitioner's Objections to Evidence Download |
Jan 31, 2019 | 50 | | Patent Owner's Request for Rehearing of the Board's January 17, 2019 Order (Paper 46) Granting-in-Part Patent Owner's Motion for Additional Discovery Download |
Jan 31, 2019 | 49 | | Errata Download |
Feb 8, 2019 | 1064 | | Petitioner¿¿¿s Responses and Objections to Interrogatory No. 1 and Document Request No. 1, as served on January 29, 2019 Download |
Feb 8, 2019 | 51 | | Patent Owner's Supplemental Briefing in Support of its Motion to Disqualify Download |
Feb 8, 2019 | 2037 | | Ex. 2037 - CBM2018-00032 - Responses and Objections to Interrogatory 1 Download |
Feb 8, 2019 | 2036 | | Ex. 2036 - CBM2018-00020 -00021 -00031 - Responses and Objections to Interrogatory 1 Download |
Feb 8, 2019 | 2038 | | Ex. 2038 - MIAX000001 Download |
Feb 8, 2019 | 1065 | | Email from Amardeep (Sonny) Grewal re teleconference on November 21, 2017 Download |
Feb 8, 2019 | 52 | | Petitioner's Supplemental Brief Download |
Feb 15, 2019 | 53 | | Granting In Part Patent Owner's Request for Rehearing Download |
Mar 4, 2019 | 55 | | Petitioner's Notice of Deposition Download |
Mar 21, 2019 | 59 | | Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a) Download |
Mar 27, 2019 | 60 | | Order Ordering Production of Additional Discovery Documents Download |
Apr 1, 2019 | 2042 | | Ex. 2042 - Best Low-Latency Provider Download |
Apr 1, 2019 | 62 | | Patent Owner's Updated Exhibit List Download |
Apr 1, 2019 | 2043 | | Ex. 2043 - Model Rule 1.9 with Comments Download |
Apr 1, 2019 | 2041 | | Ex. 2041 - Nasdaq's Excellence Recognition Download |
Apr 1, 2019 | 2044 | | Ex. 2044 - PTAB SOP 1 Download |
Apr 2, 2019 | 2045 | | Ex. 2045 - Teleconference Transcript 03-22-2019 Download |
Apr 2, 2019 | 63 | | Patent Owner's Updated Exhibit List Download |
Apr 12, 2019 | 64 | | ORDER
Ordering the Filing of Petitioner¿¿¿s Privilege Log
37 C.F.R. ¿¿¿¿ 42.5, 42.10(d) Download |
Apr 16, 2019 | 1071 | | Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry Download |
Apr 16, 2019 | 1069 | | Federal Register Notice, Vol. 84, No. 4, pp. 50-57, Jan. 7, 2019 Download |
Apr 16, 2019 | 1077 | | Joel Hasbrouck et al, New York Stock Exchange Systems and Trading Procedures Download |
Apr 16, 2019 | 1068 | | Transcript of March 18, 2019 Deposition of Mr. Peter U. Vinella in CBM2018-00031 Download |
Apr 16, 2019 | 1067 | | Transcript of March 20, 2019 Deposition of Mr. Peter U. Vinella in CBM2018-00021 Download |
Apr 16, 2019 | 1070 | | Raymond Tsang, Open Outcry and electronic trading in futures exchanges Download |
Apr 16, 2019 | 1072 | | ISE Licensing Agreement dated Mar. 18, 1998 Download |
Apr 16, 2019 | 65 | | Petitioner's Reply to Patent Owner's Response to Petition Download |
Apr 16, 2019 | 1085 | | Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry Download |
Apr 16, 2019 | 1076 | | Michael J. Barclay et al., Competition among Trading Venues: Information and Trading on Electronic Communications Networks Download |
Apr 16, 2019 | 1078 | | Supplemental Declaration of Dr. Terrence Hendershott Download |
Apr 17, 2019 | 66 | | Petitioner's Motion to Seal Download |
Apr 17, 2019 | 67 | | Petitioner's Privilege Log - REDACTED Download |
Apr 23, 2019 | 70 | | Patent Owner's Notice of Deposition Download |
Apr 23, 2019 | 69 | | Patent Owner's Objections to Petitioners' Evidence Download |
May 9, 2019 | 71 | | Conduct of the Proceeding
37 C.F.R.sec 42.5 Download |
May 16, 2019 | 2047 | | Ex. 2047 - Second Hendershott Deposition Transcript (CBM2018-00031) Download |
May 16, 2019 | 2048 | | Ex. 2048 - Second Hendershott Deposition Transcript (CBM2018-00021) Download |
May 16, 2019 | 72 | | Patent Owner's Sur-Reply to Petitioners' Reply Download |
May 22, 2019 | 2049 | | Ex. 2049 - 2019.05.08 PTAB Conference Call Download |
May 22, 2019 | 73 | | Patent Owner's Updated Exhibit List Download |
May 23, 2019 | 74 | | Petitioner's Objections to Evidence Download |
Jun 3, 2019 | 75 | | Patent Owner's Request for Oral Argument Download |
Jun 3, 2019 | 77 | | Petitioner's Request for Oral Hearing Download |
Jun 3, 2019 | 76 | | Petitioner's Motion to Exclude Download |
Jun 10, 2019 | 2051 | | Ex. 2051- Supp. Declaration of J. Munford Download |
Jun 10, 2019 | 2050 | | Ex. 2050 - June 6 2019 Email Download |
Jun 10, 2019 | 78 | | Patent Owner's Opposition to Petitioner¿¿¿s Motion to Exclude Download |
Jun 11, 2019 | 79 | | ORDER Oral Hearing Download |
Jun 17, 2019 | 80 | | Petitioner's Reply in Support of Its Motion to Exclude Download |
Jun 25, 2019 | 2052 | | Ex. 2052 - Email Authorizing PO file Sur-Reply Download |
Jun 25, 2019 | 81 | | Patent Owner's Sur-Reply to Petitioners' Reply in Support of Petitioners' Motion to Exclude Download |
Jun 26, 2019 | 1087 | | Petitioner's Demonstratives Download |
Jun 26, 2019 | 2053 | | Exhibit 2053 - Patent Owner's Demonstratives Download |
Jun 26, 2019 | 82 | | Patent Owner's Updated Exhibit List Download |
Jun 26, 2019 | 83 | | Petitioner's Updated Exhibit List Download |
Jul 23, 2019 | 84 | | Hearing Transcript Download |
Oct 1, 2019 | 86 | | Final Written Decision Download |
Oct 1, 2019 | 85 | | ORDER
Denying Patent Owner¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel
37 C.F.R. ¿¿¿¿ 42.5, 42.10(d) Download |
Oct 10, 2019 | 87 | | Order - Granting Petitioner's Motion to Seal; Denying Patent Owner's Motion to Seal; Granting Entry of Default Protective Order Download |
Oct 15, 2019 | 88 | | Patent Owner's Request for Rehearing of Order Denying Patent Owner's Motion to Disqualify Petitioner's Counsel Download |
Oct 18, 2019 | 1088 | | Public Version of Exhibit 2039 Download |
Oct 18, 2019 | 89 | | Petitioner's Motion to Seal Download |
Oct 31, 2019 | 90 | | Patent Owner's Request for Rehearing of Final Written Decision Download |
Nov 12, 2019 | 91 | | Granting Petitioners Motion to Seal
37 C.F.R. sec(s) 42.14 and 42.54 Download |
May 7, 2020 | 92 | | GENERAL ORDER Download |
Oct 26, 2021 | 93 | board | GENERAL ORDER Download |
Jan 19, 2022 | 3002 | board | Ex. 3002 Download |
Jan 27, 2022 | 94 | board | Final Written Decision: rehearing Download |
Jan 27, 2022 | 95 | board | DECISION Denying Patent Owners Request on Rehearing on Motion to Disqualify Petitioners Counsel 37 C.F.R. 42.71(d) Download |
Feb 28, 2022 | 96 | patent_own | Patent Owner's Request for Director Rehearing of the Final Written Decision Download |
Mar 1, 2022 | 3100 | board | Ex. 3100 Director Review Request Download |
Jun 7, 2022 | 97 | board | Order Denying Request for Director Review Download |