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Case number 1:22-cv-08641

World Gold Trust Services, LLC v. Franklin Templeton Holdings Trust et al > Documents

Date Field Doc. No.Description (Pages)
Mar 21, 2023 50 RESPONSE in Opposition to Motion re: 41 MOTION to Dismiss First Amended Complaint. . Document filed by World Gold Trust Services, LLC..(Boerman, Brian) (Entered: 03/21/2023) (30)
Mar 17, 2023 49 ORDER FOR ADMISSION PRO HAC VICE granting 47 Motion for G. Brian Raley to Appear Pro Hac Vice. The motion of G. Brian Raley, for admission to practice Pro Hac Vice in the above captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 3/17/23) (yv) (Entered: 03/17/2023) (2)
Mar 15, 2023 48 PROPOSED CASE MANAGEMENT PLAN. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 03/15/2023) (5)
Mar 13, 2023 43 SCHEDULING ORDER : The parties are hereby ordered to appear for an initial conference on March 17, 2023, at 10:00 a.m., which will be held via the following call-in number: Call-in number: 888-363-4749, Access code: 7518680. Finally, no later than March 15, 2023, at 12:00 p.m., the parties shall jointly submit to the court (via the email address HellersteinNYSDChambers@nysd.uscourts.gov) a list of all counsel expected to appear on the record, along with their contact information. SO ORDERED. ( Initial Conference set for 3/17/2023 at 10:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 3/13/23) (yv) (Entered: 03/13/2023) (1)
Mar 13, 2023 44 ORDER FOR ADMISSION PRO HAC VICE granting 32 Motion for Robert R. Brunelli to Appear Pro Hac Vice. The motion of Robert R. Brunelli, for admission to practice Pro hac Vice in the above captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 3/13/23) (yv) (Entered: 03/13/2023) (2)
Mar 13, 2023 45 ORDER FOR ADMISSION PRO HAC VICE granting 33 Motion for Briana D. Long to Appear Pro Hac Vice. The motion of Briana D. Long, for admission to practice Pro hac Vice in the above captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 3/13/23) (yv) (Entered: 03/13/2023) (2)
Mar 13, 2023 46 ORDER FOR ADMISSION PRO HAC VICE granting 35 Motion for Sarah J. Schneider to Appear Pro Hac Vice. The motion of Sarah J. Schneider, for admission to practice Pro hac Vice in the abovecaptioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 3/13/23) (yv) (Entered: 03/13/2023) (2)
Mar 13, 2023 47 MOTION for George Brian Raley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27461272. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of B. Raley, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order Proposed Order Pro Hac Vice).(Raley, George) (Entered: 03/13/2023) (Main Document) (3)
Mar 13, 2023 47 MOTION for George Brian Raley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27461272. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of B. Raley, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order Proposed Order Pro Hac Vice).(Raley, George) (Entered: 03/13/2023) (Affidavit Affidavit of B. Raley) (2)
Mar 13, 2023 47 MOTION for George Brian Raley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27461272. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of B. Raley, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order Proposed Order Pro Hac Vice).(Raley, George) (Entered: 03/13/2023) (Exhibit Certificate of Good Standing) (1)
Mar 13, 2023 47 MOTION for George Brian Raley to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27461272. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of B. Raley, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order Proposed Order Pro Hac Vice).(Raley, George) (Entered: 03/13/2023) (Text of Proposed Order Proposed Order Pro Hac Vice) (2)
Mar 7, 2023 41 MOTION to Dismiss First Amended Complaint. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 03/07/2023) (3)
Mar 7, 2023 42 MEMORANDUM OF LAW in Support re: 41 MOTION to Dismiss First Amended Complaint. . Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 03/07/2023) (30)
Mar 6, 2023 40 MEMO ENDORSEMENT: on re: 39 Letter filed by Franklin Distributors, LLC, Franklin Templeton Holdings Trust, Franklin Holdings LLC. ENDORSEMENT: The status of this case, and all motions and countermotions, will be discussed at a status conf. to be held virtually, March 17, 2023, 10:00 a.m. Initial disclosures will be made by both parties at noon, March 13, 2023. An initial case management proposed order shall be filed prior to the status conf., ( Telephonic Status Conference set for 3/17/2023 at 10:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 3/06/2023) (ama) (Entered: 03/07/2023) (2)
Mar 3, 2023 39 LETTER addressed to Judge Alvin K. Hellerstein from Caroline Morgan, Esq. dated 3/3/2023 re: Request to Consider Forthcoming Motion to Dismiss Amended Complaint with Plaintiff's Motion to Enforce Settlement or Expedited Discovery Dkt Entry. No. 17. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 03/03/2023) (2)
Feb 23, 2023 38 ORDER FOR ADMISSION PRO HAC VICE granting 37 Motion for Charles Gregory Giger to Appear Pro Hac Vice. The motion of Charles G. Giger, for admission to practice Pro Hac Vice in the above captioned action is granted. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in theabove captioned case in the United States District Court for the Southern District of New York.All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Alvin K. Hellerstein on 2/23/23) (yv) (Entered: 02/23/2023) (2)
Feb 22, 2023 37 MOTION for Charles Gregory Giger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27375838. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Charles G. Giger, # 2 Exhibit Certificate of Good Standing IL, # 3 Text of Proposed Order Proposed Order).(Giger, Charles) (Entered: 02/22/2023) (Main Document) (3)
Feb 22, 2023 37 MOTION for Charles Gregory Giger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27375838. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Charles G. Giger, # 2 Exhibit Certificate of Good Standing IL, # 3 Text of Proposed Order Proposed Order).(Giger, Charles) (Entered: 02/22/2023) (Affidavit Affidavit of Charles G. Giger) (2)
Feb 22, 2023 37 MOTION for Charles Gregory Giger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27375838. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Charles G. Giger, # 2 Exhibit Certificate of Good Standing IL, # 3 Text of Proposed Order Proposed Order).(Giger, Charles) (Entered: 02/22/2023) (Exhibit Certificate of Good Standing IL) (1)
Feb 22, 2023 37 MOTION for Charles Gregory Giger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27375838. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Charles G. Giger, # 2 Exhibit Certificate of Good Standing IL, # 3 Text of Proposed Order Proposed Order).(Giger, Charles) (Entered: 02/22/2023) (Text of Proposed Order Proposed Order) (2)
Feb 21, 2023 35 MOTION for Sarah J. Schneider to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27370202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Schneider, Sarah) (Entered: 02/21/2023) (Main Document) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Main Document) (30)
Feb 21, 2023 35 MOTION for Sarah J. Schneider to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27370202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Schneider, Sarah) (Entered: 02/21/2023) (Affidavit Affidavit for Admission PHV) (2)
Feb 21, 2023 35 MOTION for Sarah J. Schneider to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27370202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Schneider, Sarah) (Entered: 02/21/2023) (Supplement Certs of Good Standing) (2)
Feb 21, 2023 35 MOTION for Sarah J. Schneider to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27370202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Schneider, Sarah) (Entered: 02/21/2023) (Text of Proposed Order Proposed Order granting PHV Motion) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 1 - Screenshot: www.spdrgoldshares.com) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 2 - Screenshot: www.spdrgoldshares.com) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database) (3)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewa) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database) (6)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 8 - June 26, 2018 Business Wire Article) (4)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 10 - June 30, 2022 Press Release) (3)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 11 - Sept. 20, 2021 Financial Times Article) (3)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 12 - Sept. 20, 2022 Fund website) (5)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 13 - Fund website as filed with SEC) (4)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 14 - April 25, 2022 Preliminary Prospectus) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 16 - June 29, 2022 Letter) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 17 - July 22, 2022 Letter) (11)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 18 - Oct. 11, 2022 Letter) (8)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 19 - Examples of advertising) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE) (8)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 21 - NYSE Arca Rule 8.201-E) (6)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC) (23)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 24 - Aug. 23, 2006 Prospectus) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 25 - April 2021 Draft Registration Statement to SEC) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 26 - Feb. 1, 2019 Prospectus) (30)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus) (2)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 28 - May 27, 2022 Press Release) (7)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 29 - July 11, 2022 Press Release) (4)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 30 - April 25, 2022 Order from SEC) (11)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 31 - Feb. 1, 2021 Press Release) (4)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 32 - March 3, 2022 Press Release) (4)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website) (27)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 34 - June 1, 2022 Press Release) (5)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 35 - Clarion Partners Real Estate Income Fund Article) (8)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition) (25)
Feb 21, 2023 36 FIRST AMENDED COMPLAINT amending 1 Complaint,,,,, against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust with JURY DEMAND.Document filed by World Gold Trust Services, LLC. Related document: 1 Complaint,,,,,. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com, # 2 Exhibit 2 - Screenshot: www.spdrgoldshares.com, # 3 Exhibit 3 - Printout from USPTO Trademark Status and Doc Retrieval database, # 4 Exhibit 4 - Dec of Use and Acknowledgment of Section 15 Dec of Incontestability, # 5 Exhibit 5 - Ntc of Acceptance of Sec 8 Dec of Use and Ntc of Registration Renewal, # 6 Exhibit 6 - Printout from USPTO Trademark Status and Doc Retrieval database, # 7 Exhibit 7 - Printout from USPTO Trademark Status and Doc Retrieval database, # 8 Exhibit 8 - June 26, 2018 Business Wire Article, # 9 Exhibit 9 - June 27, 2022 Prospectus for Franklin Fund, # 10 Exhibit 10 - June 30, 2022 Press Release, # 11 Exhibit 11 - Sept. 20, 2021 Financial Times Article, # 12 Exhibit 12 - Sept. 20, 2022 Fund website, # 13 Exhibit 13 - Fund website as filed with SEC, # 14 Exhibit 14 - April 25, 2022 Preliminary Prospectus, # 15 Exhibit 15 - June 10, 2022 Amended Registration Statement and Prospectus, # 16 Exhibit 16 - June 29, 2022 Letter, # 17 Exhibit 17 - July 22, 2022 Letter, # 18 Exhibit 18 - Oct. 11, 2022 Letter, # 19 Exhibit 19 - Examples of advertising, # 20 Exhibit 20 - Sept. 22, 2022 Regulatory Memo Issued by NYSE, # 21 Exhibit 21 - NYSE Arca Rule 8.201-E, # 22 Exhibit 22 - March 25, 2022 NYSE Arca Filing with SEC, # 23 Exhibit 23 - Sept. 1, 2021 Notice Issued by SEC, # 24 Exhibit 24 - Aug. 23, 2006 Prospectus, # 25 Exhibit 25 - April 2021 Draft Registration Statement to SEC, # 26 Exhibit 26 - Feb. 1, 2019 Prospectus, # 27 Exhibit 27 - Oct. 27, 2022 Supp. No. 1 to Prospectus, # 28 Exhibit 28 - May 27, 2022 Press Release, # 29 Exhibit 29 - July 11, 2022 Press Release, # 30 Exhibit 30 - April 25, 2022 Order from SEC, # 31 Exhibit 31 - Feb. 1, 2021 Press Release, # 32 Exhibit 32 - March 3, 2022 Press Release, # 33 Exhibit 33 - Screenshot for ClearBridge All Cap Growth ESG website, # 34 Exhibit 34 - June 1, 2022 Press Release, # 35 Exhibit 35 - Clarion Partners Real Estate Income Fund Article, # 36 Exhibit 36 - Examples of Third Party Docs Showing Mark Recognition, # 37 Exhibit 37 - NYSE Ticker Symbol Reservation Form).(Boerman, Brian) (Entered: 02/21/2023) (Exhibit 37 - NYSE Ticker Symbol Reservation Form) (6)
Feb 17, 2023 33 MOTION for Briana D. Long to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27359271. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Long, Briana) (Entered: 02/17/2023) (Main Document) (3)
Feb 17, 2023 34 REPLY MEMORANDUM OF LAW in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. /Reply in Support of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 02/17/2023) (21)
Feb 17, 2023 33 MOTION for Briana D. Long to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27359271. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Long, Briana) (Entered: 02/17/2023) (Affidavit Affidavit for Admission PHV) (2)
Feb 17, 2023 33 MOTION for Briana D. Long to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27359271. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Long, Briana) (Entered: 02/17/2023) (Supplement Certs of Good Standing) (2)
Feb 17, 2023 33 MOTION for Briana D. Long to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27359271. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Affidavit for Admission PHV, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Long, Briana) (Entered: 02/17/2023) (Text of Proposed Order Proposed Order granting PHV Motion) (2)
Feb 16, 2023 32 MOTION for Robert R. Brunelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27355045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Robert R. Brunelli, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Brunelli, Robert) (Entered: 02/16/2023) (Main Document) (3)
Feb 16, 2023 32 MOTION for Robert R. Brunelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27355045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Robert R. Brunelli, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Brunelli, Robert) (Entered: 02/16/2023) (Affidavit Robert R. Brunelli) (2)
Feb 16, 2023 32 MOTION for Robert R. Brunelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27355045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Robert R. Brunelli, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Brunelli, Robert) (Entered: 02/16/2023) (Supplement Certs of Good Standing) (2)
Feb 16, 2023 32 MOTION for Robert R. Brunelli to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-27355045. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Affidavit Robert R. Brunelli, # 2 Supplement Certs of Good Standing, # 3 Text of Proposed Order Proposed Order granting PHV Motion).(Brunelli, Robert) (Entered: 02/16/2023) (Text of Proposed Order Proposed Order granting PHV Motion) (2)
Feb 14, 2023 30 LETTER MOTION for Extension of Time request for clarification, or in the alternative, an extension of the time to a file a reply addressed to Judge Alvin K. Hellerstein from Ian G. DiBernardo dated February 14, 2023. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 02/14/2023) (2)
Feb 14, 2023 31 ORDER granting 30 Letter Motion for Extension of Time. The request is granted. Plaintiff's reply is due on February 17, 2023. (Signed by Judge Alvin K. Hellerstein on 2/14/2023) (rro) (Entered: 02/14/2023) (2)
Feb 10, 2023 27 FIRST MOTION for Jordan Arnot Leahey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Jordan Arnot Leahey, # 2 Exhibit Certificate of Good Standing IL, # 3 Exhibit Certificate of Good Standing CO, # 4 Text of Proposed Order Proposed Order).(Leahey, Jordan) (Entered: 02/10/2023) (Main Document) (2)
Feb 10, 2023 28 MEMORANDUM OF LAW in Opposition re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. . Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 02/10/2023) (30)
Feb 10, 2023 29 DECLARATION of Jordan Arnot Leahey in Opposition re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Exhibit Emails, # 2 Exhibit Agreement).(Morgan, Caroline) (Entered: 02/10/2023) (Main Document) (2)
Feb 10, 2023 29 DECLARATION of Jordan Arnot Leahey in Opposition re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Exhibit Emails, # 2 Exhibit Agreement).(Morgan, Caroline) (Entered: 02/10/2023) (Exhibit Emails) (18)
Feb 10, 2023 29 DECLARATION of Jordan Arnot Leahey in Opposition re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Exhibit Emails, # 2 Exhibit Agreement).(Morgan, Caroline) (Entered: 02/10/2023) (Exhibit Agreement) (3)
Feb 10, 2023 27 FIRST MOTION for Jordan Arnot Leahey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Jordan Arnot Leahey, # 2 Exhibit Certificate of Good Standing IL, # 3 Exhibit Certificate of Good Standing CO, # 4 Text of Proposed Order Proposed Order).(Leahey, Jordan) (Entered: 02/10/2023) (Affidavit Affidavit of Jordan Arnot Leahey) (2)
Feb 10, 2023 27 FIRST MOTION for Jordan Arnot Leahey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Jordan Arnot Leahey, # 2 Exhibit Certificate of Good Standing IL, # 3 Exhibit Certificate of Good Standing CO, # 4 Text of Proposed Order Proposed Order).(Leahey, Jordan) (Entered: 02/10/2023) (Exhibit Certificate of Good Standing IL) (1)
Feb 10, 2023 27 FIRST MOTION for Jordan Arnot Leahey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Jordan Arnot Leahey, # 2 Exhibit Certificate of Good Standing IL, # 3 Exhibit Certificate of Good Standing CO, # 4 Text of Proposed Order Proposed Order).(Leahey, Jordan) (Entered: 02/10/2023) (Exhibit Certificate of Good Standing CO) (1)
Feb 10, 2023 27 FIRST MOTION for Jordan Arnot Leahey to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Attachments: # 1 Affidavit Affidavit of Jordan Arnot Leahey, # 2 Exhibit Certificate of Good Standing IL, # 3 Exhibit Certificate of Good Standing CO, # 4 Text of Proposed Order Proposed Order).(Leahey, Jordan) (Entered: 02/10/2023) (Text of Proposed Order Proposed Order) (2)
Feb 7, 2023 26 ORDER granting 25 Letter Motion for Extension of Time to File Response/Reply re 25 FIRST LETTER MOTION for Extension of Time to File Response/Reply as to 20 MOTION to Dismiss . addressed to Judge Alvin K. Hellerstein from Ian G. DiBernardo dated February 2, 2023. SO ORDERED. Responses due by 2/20/2023. (Signed by Judge Alvin K. Hellerstein on 2/7/2023) (jca) (Entered: 02/07/2023) (2)
Feb 2, 2023 24 ORDER: granting 23 Letter Motion for Extension of Time to File Response/Reply re 23 FIRST LETTER MOTION for Extension of Time to File Response/Reply as to 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. The request for an extension is granted. Defendants shall have until February 10, 2023, to respond to the Motion. SO ORDERED. Responses due by 2/10/2023. (Signed by Judge Alvin K. Hellerstein on 2/02/2023) (ama) (Entered: 02/02/2023) (2)
Feb 2, 2023 25 FIRST LETTER MOTION for Extension of Time to File Response/Reply as to 20 MOTION to Dismiss . addressed to Judge Alvin K. Hellerstein from Ian G. DiBernardo dated February 2, 2023. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 02/02/2023) (2)
Feb 1, 2023 23 FIRST LETTER MOTION for Extension of Time to File Response/Reply as to 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. addressed to Judge Alvin K. Hellerstein from Caroline Morgan, Esq. dated 2/1/2023. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 02/01/2023) (2)
Jan 30, 2023 20 MOTION to Dismiss . Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 01/30/2023) (3)
Jan 30, 2023 21 MEMORANDUM OF LAW in Support re: 20 MOTION to Dismiss . . Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 01/30/2023) (30)
Jan 30, 2023 22 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Franklin Advisers, Inc., Other Affiliate Franklin Resources Inc. for Franklin Holdings LLC; Corporate Parent Templeton Worldwide, Inc., Other Affiliate Legg Mason, Inc., Other Affiliate Franklin Resources Inc. for Franklin Distributors, LLC. Document filed by Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 01/30/2023) (2)
Jan 27, 2023 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit Table of Contents).(DiBernardo, Ian) (Entered: 01/27/2023) (Main Document) (4)
Jan 27, 2023 18 MEMORANDUM OF LAW in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. . Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 01/27/2023) (25)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Main Document) (8)
Jan 27, 2023 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit Table of Contents).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit Table of Contents) (5)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 1 - GLD Prospectus) (30)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 2 - Screenshot) (2)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 3 - GLD TSDR and Reg Certificate) (6)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 4 - GLDM Prospectus) (30)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 5 - GLDM TSDR and Reg Certificate) (8)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 6 - Press Release) (6)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 7 - FT Article) (4)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 8 - April 2022 Prospectus) (30)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 9 - June 2022 Prospectus) (30)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 10 - June 29 Letter) (30)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 11 - Website Screenshot filed with SEC) (4)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 12 - FT Tweet) (2)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 13 - NYSE Tweet field with SEC) (3)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 14 - Response Letter dated July 22) (11)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 15 - FGLD 10Q) (24)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 16 - Reply Letter dated October 11) (8)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 17 - Emails with Jordan) (7)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 18 - Supplement to Prospectus) (2)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7)) (13)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs) (10)
Jan 27, 2023 19 DECLARATION of Robert R. Brunelli in Support re: 17 MOTION for Settlement /Notice of Motion for Enforcement of Settlement Agreement or, in the Alternative, for Expedited Discovery and Briefing Schedule.. Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - GLD Prospectus, # 2 Exhibit 2 - Screenshot, # 3 Exhibit 3 - GLD TSDR and Reg Certificate, # 4 Exhibit 4 - GLDM Prospectus, # 5 Exhibit 5 - GLDM TSDR and Reg Certificate, # 6 Exhibit 6 - Press Release, # 7 Exhibit 7 - FT Article, # 8 Exhibit 8 - April 2022 Prospectus, # 9 Exhibit 9 - June 2022 Prospectus, # 10 Exhibit 10 - June 29 Letter, # 11 Exhibit 11 - Website Screenshot filed with SEC, # 12 Exhibit 12 - FT Tweet, # 13 Exhibit 13 - NYSE Tweet field with SEC, # 14 Exhibit 14 - Response Letter dated July 22, # 15 Exhibit 15 - FGLD 10Q, # 16 Exhibit 16 - Reply Letter dated October 11, # 17 Exhibit 17 - Emails with Jordan, # 18 Exhibit 18 - Supplement to Prospectus, # 19 Exhibit 19 - 2023-01-27 Proposed WGTS 1st Set of ROGs (Nos. 1-7), # 20 Exhibit 20 - 2023-01-27 Proposed WGTS 1st Set of RFPs, # 21 Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)).(DiBernardo, Ian) (Entered: 01/27/2023) (Exhibit 21 - Proposed Depo Notice to Franklin Distributors, LLC- 30(b)(6)) (9)
Jan 20, 2023 16 NOTICE OF APPEARANCE by Brian Boerman on behalf of World Gold Trust Services, LLC..(Boerman, Brian) (Entered: 01/20/2023) (1)
Jan 11, 2023 15 NOTICE OF APPEARANCE by Caroline Ann Morgan on behalf of Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust..(Morgan, Caroline) (Entered: 01/11/2023) (1)
Jan 9, 2023 14 ACKNOWLEDGMENT OF SERVICE Summons and Complaint,,,,, served. Franklin Distributors, LLC served on 1/9/2023, answer due 1/30/2023; Franklin Holdings LLC served on 1/9/2023, answer due 1/30/2023; Franklin Templeton Holdings Trust served on 1/9/2023, answer due 1/30/2023. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 01/09/2023) (3)
Dec 2, 2022 13 NOTICE of Regarding Service of Process. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 12/02/2022) (2)
Oct 12, 2022 N/A CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc) (Entered: 10/12/2022) (0)
Oct 12, 2022 N/A Magistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc) (Entered: 10/12/2022) (0)
Oct 12, 2022 N/A Case Designated ECF. (pc) (Entered: 10/12/2022) (0)
Oct 12, 2022 9 ELECTRONIC SUMMONS ISSUED as to Franklin Templeton Holdings Trust..(pc) (Entered: 10/12/2022) (2)
Oct 12, 2022 10 ELECTRONIC SUMMONS ISSUED as to Franklin Holdings LLC..(pc) (Entered: 10/12/2022) (2)
Oct 12, 2022 11 ELECTRONIC SUMMONS ISSUED as to Franklin Distributors, LLC..(pc) (Entered: 10/12/2022) (2)
Oct 12, 2022 12 AO 120 FORM TRADEMARK - CASE OPENING - SUBMITTED. In compliance with the provisions of 15 U.S.C. 1116, the Director of the U.S. Patent and Trademark Office is hereby advised that a court action has been filed on the following trademark(s) in the U.S. District Court Southern District of New York. Director of the U.S. Patent and Trademark Office electronically notified via Notice of Electronic Filing (NEF)..(pc) (Entered: 10/12/2022) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Main Document) (26)
Oct 11, 2022 2 CIVIL COVER SHEET filed..(DiBernardo, Ian) (Entered: 10/11/2022) (2)
Oct 11, 2022 3 AO 120 FORM TRADEMARK - NOTICE OF SUBMISSION BY ATTORNEY. AO 120 Form Patent/Trademark for case opening submitted to court for review..(DiBernardo, Ian) (Entered: 10/11/2022) (1)
Oct 11, 2022 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 10/11/2022) (1)
Oct 11, 2022 5 REQUEST FOR ISSUANCE OF SUMMONS as to Franklin Templeton Holdings Trust, re: 1 Complaint,,,,,. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 10/11/2022) (2)
Oct 11, 2022 6 REQUEST FOR ISSUANCE OF SUMMONS as to Franklin Holdings LLC, re: 1 Complaint,,,,,. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 10/11/2022) (2)
Oct 11, 2022 7 REQUEST FOR ISSUANCE OF SUMMONS as to Franklin Distributors, LLC, re: 1 Complaint,,,,,. Document filed by World Gold Trust Services, LLC..(DiBernardo, Ian) (Entered: 10/11/2022) (2)
Oct 11, 2022 8 NOTICE OF APPEARANCE by Jason Sobel on behalf of World Gold Trust Services, LLC..(Sobel, Jason) (Entered: 10/11/2022) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 1 - Screenshot: www.spdrgoldshares.com.) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 2- Screenshot: www.spdrgoldshares.com.) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval databas) (2)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice) (1)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval databas) (5)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval databas) (30)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 8 - Business Wire Article date June 26, 2018) (3)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 9 - Prospectus for the Franklin Fund) (30)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 10 - Press Release dated June 30, 2022) (2)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 11 - Financial Times Article dated Sept. 20, 2021) (2)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 12 - The Fund's recent website) (4)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 13 - The Fund's website as filed with the SEC) (3)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 14 - Preliminary Prospectus filed April 25, 2022) (30)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022) (30)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 16 - Letter dated June 29, 2022) (30)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 17 - Letter dated July 22, 2022) (10)
Oct 11, 2022 1 COMPLAINT against Franklin Distributors, LLC, Franklin Holdings LLC, Franklin Templeton Holdings Trust. (Filing Fee $ 402.00, Receipt Number ANYSDC-26801412)Document filed by World Gold Trust Services, LLC. (Attachments: # 1 Exhibit 1 - Screenshot: www.spdrgoldshares.com., # 2 Exhibit 2- Screenshot: www.spdrgoldshares.com., # 3 Exhibit 3 - Printout from USPTOs Trademark Status and Document Retrieval database, # 4 Exhibit 4 - Declaration of Use and Acknowledgment of the Section 15 Declaration of Incontestability, # 5 Exhibit 5 - Notice of Acceptance of the Section 8 Declaration of Use and Notice of Registration Renewal, # 6 Exhibit 6 - Printout from USPTOs Trademark Status and Document Retrieval database, # 7 Exhibit 7 - Printout from USPTOs Trademark Status and Document Retrieval database, # 8 Exhibit 8 - Business Wire Article date June 26, 2018, # 9 Exhibit 9 - Prospectus for the Franklin Fund, # 10 Exhibit 10 - Press Release dated June 30, 2022, # 11 Exhibit 11 - Financial Times Article dated Sept. 20, 2021, # 12 Exhibit 12 - The Fund's recent website, # 13 Exhibit 13 - The Fund's website as filed with the SEC, # 14 Exhibit 14 - Preliminary Prospectus filed April 25, 2022, # 15 Exhibit 15 - Amended Registration Statement and Prospectus filed June 10, 2022, # 16 Exhibit 16 - Letter dated June 29, 2022, # 17 Exhibit 17 - Letter dated July 22, 2022, # 18 Exhibit 18 - Letter dated Oct. 11, 2022).(DiBernardo, Ian) (Entered: 10/11/2022) (Exhibit 18 - Letter dated Oct. 11, 2022) (7)
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